Data / Investment advisers / California / Vistica Wealth Advisors, LLC
Vistica Wealth Advisors, LLC, Carlsbad, CA: $260 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Vistica Wealth Advisors, LLC is an SEC registered investment adviser with its main office in Carlsbad, California and reports $260 million in regulatory assets under management in its Form ADV filed May 7, 2026. Its clients include high net worth individuals, pension and profit sharing plans and individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 147297
- SEC file number
- 801-121024
- SEC status
- Approved, effective April 29, 2021
- Main office
- 2121 Palomar Airport Road Suite 160, Carlsbad, CA 92011
- Phone
- (760) 854-4003
- Regulatory AUM
- $260,142,729 in the Form ADV filed May 7, 2026
- Discretionary AUM
- $243,573,008
- Non discretionary AUM
- $16,569,721
- Accounts
- 404
- Employees
- 5, of which 5 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 4
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- May 7, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 66 | $205.3 million |
| Pension and profit sharing plans | 11 | $30.4 million |
| Individuals (other than high net worth individuals) | 43 | $16.3 million |
| Corporations or other businesses | 2 | $8.2 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $260.1 million | March 3, 2026 |
| December 1, 2025 | $131.6 million | September 11, 2025 |
Other advisers in Carlsbad
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Resource Capital Investment Corporation | Carlsbad | $3.71 billion | 14 | adviserinfo.sec.gov |
| Intelligence Driven Advisers, LLC | Carlsbad | $881.9 million | Not listed | adviserinfo.sec.gov |
| Financial Focus LLC | Carlsbad | $800 million | Not listed | adviserinfo.sec.gov |
| MKT Advisors LLC | Carlsbad | $463.7 million | Not listed | adviserinfo.sec.gov |
| Seaside Wealth Management, Inc. | Carlsbad | $459.3 million | Not listed | adviserinfo.sec.gov |
| Anchor Bay Capital, Inc. | Carlsbad | $247.1 million | Not listed | adviserinfo.sec.gov |
| Carlsbad Wealth Advisory Group, Inc. | Carlsbad | $237.6 million | Not listed | adviserinfo.sec.gov |
| MH & Associates Securities Management Corporation | Carlsbad | $200.2 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Carlsbad, CA
- Investment advisers in California
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving pension and profit sharing plans
- Vistica Wealth Advisors, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.