Data / Investment advisers / California / Seaside Wealth Management, Inc.
Seaside Wealth Management, Inc., Carlsbad, CA: $459 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Seaside Wealth Management, Inc. is an SEC registered investment adviser with its main office in Carlsbad, California and reports $459 million in regulatory assets under management in its Form ADV filed February 19, 2026. Its clients include high net worth individuals and individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Seaside Wealth Management, Inc. (CRD number 271039): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 271039
- SEC file number
- 801-111750
- SEC status
- Approved, effective September 27, 2017
- Main office
- 6154 Innovation Way, Carlsbad, CA 92009
- Phone
- (760) 730-8120
- Website
- seasidewealth.com
- Regulatory AUM
- $459,283,506 in the Form ADV filed February 19, 2026
- Discretionary AUM
- $454,656,919
- Non discretionary AUM
- $4,626,587
- Accounts
- 1,175
- Employees
- 12, of which 11 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- February 19, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 152 | $351.6 million |
| Individuals (other than high net worth individuals) | 228 | $107.7 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| March 2, 2026 | $459.3 million | February 19, 2026 |
| December 1, 2025 | $362.3 million | October 27, 2025 |
Other advisers in Carlsbad
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Axxcess Wealth Management, LLC | Carlsbad | $8.88 billion | Not listed | adviserinfo.sec.gov |
| Resource Capital Investment Corporation | Carlsbad | $3.71 billion | 14 | adviserinfo.sec.gov |
| Intelligence Driven Advisers, LLC | Carlsbad | $881.9 million | Not listed | adviserinfo.sec.gov |
| Financial Focus LLC | Carlsbad | $800 million | Not listed | adviserinfo.sec.gov |
| MKT Advisors LLC | Carlsbad | $463.7 million | Not listed | adviserinfo.sec.gov |
| Vistica Wealth Advisors, LLC | Carlsbad | $260.1 million | Not listed | adviserinfo.sec.gov |
| Anchor Bay Capital, Inc. | Carlsbad | $247.1 million | Not listed | adviserinfo.sec.gov |
| Carlsbad Wealth Advisory Group, Inc. | Carlsbad | $237.6 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Carlsbad, CA
- Investment advisers in California
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Seaside Wealth Management, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.