Data / Investment advisers / Ohio / Financial Management Strategies, Inc.
Financial Management Strategies, Inc., Broadview HTS., OH: $714 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Financial Management Strategies, Inc. is an SEC registered investment adviser with its main office in Broadview HTS., Ohio and reports $714 million in regulatory assets under management in its Form ADV filed March 31, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Financial Management Strategies, Inc. (CRD number 120818): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 120818
- SEC file number
- 801-66641
- SEC status
- Approved, effective May 17, 2006
- Main office
- 9200 South Hills Blvd. Suite 310, Broadview HTS., OH 44147
- Phone
- (216) 642-1099
- Website
- fmstrategies.biz
- Regulatory AUM
- $714,237,309 in the Form ADV filed March 31, 2026
- Discretionary AUM
- $585,992,407
- Non discretionary AUM
- $128,244,902
- Accounts
- 1,895
- Employees
- 23, of which 23 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 7
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions
- Latest Form ADV filing
- March 31, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 588 | $374.1 million |
| Individuals (other than high net worth individuals) | 1,264 | $244.8 million |
| Pension and profit sharing plans | 8 | $65.8 million |
| Corporations or other businesses | 29 | $25 million |
| Charitable organizations | 6 | $4.5 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $714.2 million | March 31, 2026 |
| December 1, 2025 | $619.5 million | November 19, 2025 |
Other advisers in Ohio
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Cyprium Partners | Cleveland | $760.2 million | 5 | adviserinfo.sec.gov |
| G2 Capital Management, LLC | Columbus | $756.5 million | 1 | adviserinfo.sec.gov |
| Waller Financial Planning Group, Inc. | Columbus | $747.8 million | Not listed | adviserinfo.sec.gov |
| John E. Sestina and Company | Columbus | $744 million | Not listed | adviserinfo.sec.gov |
| Wealth Dimensions Family Office, Inc | Cincinnati | $716.3 million | Not listed | adviserinfo.sec.gov |
| Woodland Wealth Partners | Pepper Pike | $711.9 million | Not listed | adviserinfo.sec.gov |
| Wealthbridge Capital Management, LLC | Westerville | $709.7 million | Not listed | adviserinfo.sec.gov |
| Eichner Investment Planning, LLC | Cincinnati | $692.1 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Ohio
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Financial Management Strategies, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.