Data / Investment advisers / Ohio / John E. Sestina and Company
John E. Sestina and Company, Columbus, OH: $744 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
John E. Sestina and Company is an SEC registered investment adviser with its main office in Columbus, Ohio and reports $744 million in regulatory assets under management in its Form ADV filed March 4, 2026. Its clients include high net worth individuals and individuals. It is paid through a percentage of assets under management and fixed fees.
The request: Watch John E. Sestina and Company (CRD number 108634): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 108634
- SEC file number
- 801-44151
- SEC status
- Approved, effective June 17, 1993
- Main office
- 1161 Bethel Road, Suite 201, Columbus, OH 43220
- Phone
- (614) 326-3077
- Website
- managingtobewealthy.com
- Regulatory AUM
- $743,960,329 in the Form ADV filed March 4, 2026
- Discretionary AUM
- $743,960,329
- Accounts
- 12,193
- Employees
- 19, of which 12 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 4, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 179 | $522.9 million |
| Individuals (other than high net worth individuals) | 629 | $221 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $744 million | March 4, 2026 |
| December 1, 2025 | $634.5 million | October 21, 2025 |
Other advisers in Columbus
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Frazier Financial Advisors, LLC | Columbus | $1.16 billion | Not listed | adviserinfo.sec.gov |
| The Joseph Group Capital Management | Columbus | $1.09 billion | Not listed | adviserinfo.sec.gov |
| Asendo Wealth Advisory | Columbus | $866.5 million | Not listed | adviserinfo.sec.gov |
| G2 Capital Management, LLC | Columbus | $756.5 million | 1 | adviserinfo.sec.gov |
| Waller Financial Planning Group, Inc. | Columbus | $747.8 million | Not listed | adviserinfo.sec.gov |
| Signature Equity Partners, LLC | Columbus | $688.1 million | Not listed | adviserinfo.sec.gov |
| Trinity Financial Advisors LLC | Columbus | $670 million | 1 | adviserinfo.sec.gov |
| Peak Retirement Planning, Inc. | Columbus | $631 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Columbus, OH
- Investment advisers in Ohio
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- John E. Sestina and Company on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.