Data / Investment advisers / Ohio / Waller Financial Planning Group, Inc.
Waller Financial Planning Group, Inc., Columbus, OH: $748 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Waller Financial Planning Group, Inc. is an SEC registered investment adviser with its main office in Columbus, Ohio and reports $748 million in regulatory assets under management in its Form ADV filed March 17, 2026. Its clients include high net worth individuals, individuals and charitable organizations. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Waller Financial Planning Group, Inc. (CRD number 159564): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 159564
- SEC file number
- 801-72938
- SEC status
- Approved, effective January 10, 2012
- Main office
- 941 Chatham Lane Suite 212, Columbus, OH 43221
- Phone
- (614) 457-7026
- Regulatory AUM
- $747,766,625 in the Form ADV filed March 17, 2026
- Discretionary AUM
- $678,741,827
- Non discretionary AUM
- $69,024,798
- Accounts
- 2,081
- Employees
- 11, of which 11 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 17, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 243 | $573.3 million |
| Individuals (other than high net worth individuals) | 327 | $171.8 million |
| Charitable organizations | Fewer than 5 | $2.6 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $747.8 million | March 17, 2026 |
| December 1, 2025 | $635.3 million | February 18, 2025 |
Other advisers in Columbus
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Antolino Wealth Advisors | Columbus | $1.42 billion | Not listed | adviserinfo.sec.gov |
| Frazier Financial Advisors, LLC | Columbus | $1.16 billion | Not listed | adviserinfo.sec.gov |
| The Joseph Group Capital Management | Columbus | $1.09 billion | Not listed | adviserinfo.sec.gov |
| Asendo Wealth Advisory | Columbus | $866.5 million | Not listed | adviserinfo.sec.gov |
| G2 Capital Management, LLC | Columbus | $756.5 million | 1 | adviserinfo.sec.gov |
| John E. Sestina and Company | Columbus | $744 million | Not listed | adviserinfo.sec.gov |
| Signature Equity Partners, LLC | Columbus | $688.1 million | Not listed | adviserinfo.sec.gov |
| Trinity Financial Advisors LLC | Columbus | $670 million | 1 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Columbus, OH
- Investment advisers in Ohio
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Waller Financial Planning Group, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.