Data / Investment advisers / California / Dove Investment Research and Management, Inc.
Dove Investment Research and Management, Inc., Irvine, CA: $107 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Dove Investment Research and Management, Inc. is an SEC registered investment adviser with its main office in Irvine, California and reports $107 million in regulatory assets under management in its Form ADV filed October 15, 2026. Its clients include high net worth individuals, individuals and charitable organizations. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 300058
- SEC file number
- 801-135457
- SEC status
- Approved, effective March 2, 2026
- Main office
- 7700 Irvine Center Dr Ste 570, Irvine, CA 92618
- Phone
- (949) 276-5800
- Regulatory AUM
- $107,371,381 in the Form ADV filed October 15, 2026
- Discretionary AUM
- $107,371,381
- Accounts
- 577
- Employees
- 2, of which 2 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 5
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 15, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 94 | $84.7 million |
| Individuals (other than high net worth individuals) | 81 | $17.4 million |
| Charitable organizations | Fewer than 5 | $5.2 million |
| Pension and profit sharing plans | Fewer than 5 | $80,328 |
Other advisers in Irvine
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Shima Capital Management LLC | Irvine | $164.6 million | 3 | adviserinfo.sec.gov |
| Ultra Advisory Group | Irvine | $142.6 million | Not listed | adviserinfo.sec.gov |
| Cooke Wealth Management, LLC | Irvine | $136.9 million | Not listed | adviserinfo.sec.gov |
| Sunstone Advisors, LLC | Irvine | $122.8 million | 8 | adviserinfo.sec.gov |
| Mile Wealth Management | Irvine | $120.1 million | Not listed | adviserinfo.sec.gov |
| Capital Synergy Partners | Irvine | $102.3 million | Not listed | adviserinfo.sec.gov |
| Sky Vision Wealth Management Corp. | Irvine | $101.4 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Irvine, CA
- Investment advisers in California
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Dove Investment Research and Management, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.