Data / Investment advisers / California / Shima Capital Management LLC
Shima Capital Management LLC, Irvine, CA: $165 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Shima Capital Management LLC is an SEC registered investment adviser with its main office in Irvine, California and reports $165 million in regulatory assets under management in its Form ADV filed March 28, 2025. Its clients include pooled investment vehicles. It is paid through a percentage of assets under management and performance based fees. It advises 3 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 320929
- SEC file number
- 801-126641
- SEC status
- Approved, effective September 27, 2022
- Main office
- 1 Park Plaza Suite 600, Irvine, CA 92614
- Phone
- (808) 301-2963
- Website
- shima.capital
- Regulatory AUM
- $164,638,011 in the Form ADV filed March 28, 2025
- Discretionary AUM
- $164,638,011
- Accounts
- 3
- Employees
- 11, of which 6 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees
- Private funds
- 3: 3 venture capital funds
- Gross assets of private funds
- $164,638,011
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 28, 2025
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 3 | $164.6 million |
Other advisers in Irvine
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Optimize Financial Inc. | Irvine | $221.7 million | Not listed | adviserinfo.sec.gov |
| Marrick Wealth | Irvine | $215.6 million | Not listed | adviserinfo.sec.gov |
| Vista Point Asset Management LLC | Irvine | $211.4 million | Not listed | adviserinfo.sec.gov |
| Filigree Wealth Advisors, LLC | Irvine | $209.1 million | Not listed | adviserinfo.sec.gov |
| Clearview Wealth Management | Irvine | $178.5 million | Not listed | adviserinfo.sec.gov |
| Ultra Advisory Group | Irvine | $142.6 million | Not listed | adviserinfo.sec.gov |
| Cooke Wealth Management, LLC | Irvine | $136.9 million | Not listed | adviserinfo.sec.gov |
| Sunstone Advisors, LLC | Irvine | $122.8 million | 8 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Irvine, CA
- Investment advisers in California
- Advisers with $100 million to $500 million in AUM
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Shima Capital Management LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.