Data / Investment advisers / California / Ultra Advisory Group
Ultra Advisory Group, Irvine, CA: $143 million AUM, SEC registered investment adviser
Ultra Advisory Group is an SEC registered investment adviser with its main office in Irvine, California and reports $143 million in regulatory assets under management in its Form ADV filed August 31, 2026. Its clients include high net worth individuals, individuals and charitable organizations. It is paid through a percentage of assets under management and hourly charges.
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- Registration
- SEC registered investment adviser
- CRD number
- 338775
- SEC file number
- 801-134701
- SEC status
- Approved, effective November 19, 2025
- Legal name
- Ultra Advisory Group LLC
- Main office
- 5 Park Plaza Ste. 210, Irvine, CA 92614
- Phone
- (949) 590-4923
- Website
- ultraadvisorygroup.com
- Regulatory AUM
- $142,609,950 in the Form ADV filed August 31, 2026
- Discretionary AUM
- $142,609,950
- Accounts
- 302
- Employees
- 1, of which 1 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- August 31, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 35 | $127.9 million |
| Individuals (other than high net worth individuals) | 38 | $12.7 million |
| Charitable organizations | 1 | $2 million |
| Corporations or other businesses | 1 | $1,313 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $142.6 million | March 18, 2026 |
| December 1, 2025 | Not listed | October 21, 2025 |
Other advisers in Irvine
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Marrick Wealth | Irvine | $215.6 million | Not listed | adviserinfo.sec.gov |
| Vista Point Asset Management LLC | Irvine | $211.4 million | Not listed | adviserinfo.sec.gov |
| Filigree Wealth Advisors, LLC | Irvine | $209.1 million | Not listed | adviserinfo.sec.gov |
| Clearview Wealth Management | Irvine | $178.5 million | Not listed | adviserinfo.sec.gov |
| Shima Capital Management LLC | Irvine | $164.6 million | 3 | adviserinfo.sec.gov |
| Cooke Wealth Management, LLC | Irvine | $136.9 million | Not listed | adviserinfo.sec.gov |
| Sunstone Advisors, LLC | Irvine | $122.8 million | 8 | adviserinfo.sec.gov |
| Mile Wealth Management | Irvine | $120.1 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Irvine, CA
- Investment advisers in California
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Ultra Advisory Group on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.