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Data / Investment advisers / $100 million to $500 million in AUM / Minnesota

Investment advisers in Minnesota with $100 million to $500 million in AUM: 117 firms

Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.

117 SEC registered investment advisers in Minnesota report between $100 million and $500 million in regulatory assets under management, $31.4 billion in all, in the SEC's Form ADV file of November 2, 2026. The largest is Pitzl Financial with $498 million.

The request: Every investment adviser in Minnesota with AUM in the range $100 million to $500 million, with phone and website. $10 of work on sign-up, no card.

Get these advisers in MinnesotaWatch new advisers in Minnesota

SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.

  • 117Advisers
  • 117SEC registered
  • $31.4 billionTotal AUM
  • 117Advisers over $100 million
  • 10Manage private funds
  • November 2, 2026File date

Largest advisers by AUM

Ranked by regulatory AUM, then by private funds. Each row links to the firm page where it has one, and to its SEC record.

AdviserCityAUMAccountsEmployeesPrivate fundsPhoneWebsiteSource
Pitzl FinancialArden Hills$498 million1,8928Not listed(651) 287-3712pitzlfinancial.comadviserinfo.sec.gov
Usadvisors Wealth Management, LLCEden Prairie$483.3 million2,14515Not listed(952) 829-0000usadvisorswealth.comadviserinfo.sec.gov
Van Clemens Wealth Management, LLCMinneapolis$470.4 million1,58928Not listed(612) 758-9140vanclemens.comadviserinfo.sec.gov
Speece Thorson Capital Group IncMinnetonka$469 million4141(612) 338-4649stcapital.comadviserinfo.sec.gov
Acumen Financial Advisors, LLCEdina$465.2 million6245Not listed(952) 521-1625adviserinfo.sec.gov
Logan Park Wealth ManagementMinneapolis$464.8 million1,4526Not listed(612) 315-2105lpwm.comadviserinfo.sec.gov
Vermillion Wealth Management Inc.Rosemount$459.9 million1,5305Not listed(651) 480-4601vermillionwealthmanagement.comadviserinfo.sec.gov
Flourish Wealth Management Inc.Edina$455.2 million9007Not listed(952) 392-4474adviserinfo.sec.gov
Cedar Cove Wealth PartnersBloomington$455 million2,03614Not listed(952) 358-3456cedarcovewealth.comadviserinfo.sec.gov
Laurel Wealth PlanningEdina$453.6 million1,0088Not listed(952) 854-6250adviserinfo.sec.gov
Ulland Investment Advisors, LLCMinneapolis$442.9 million2115Not listed(612) 312-1400ullandinvestment.comadviserinfo.sec.gov
Access Financial Services, Inc.Minneapolis$437.8 million81210Not listed(952) 885-2732accessafs.comadviserinfo.sec.gov
Retire AgileHermantown$433.7 million7535Not listed(218) 336-2506adviserinfo.sec.gov
White Pine Capital LLCBloomington$430.6 million35371(612) 376-9765whitepinecapital.comadviserinfo.sec.gov
Advisory Solutions GroupPlymouth$408.4 million2,06250Not listed(763) 417-1700meridianwealthalliance.comadviserinfo.sec.gov
Northland Asset ManagementMinneapolis$405.5 million1,19222Not listed(800) 851-2920northlandsecurities.comadviserinfo.sec.gov
Excel Financial, LLCRed Wing$404.5 million1,1289Not listed(651) 388-6441excelfinllc.comadviserinfo.sec.gov
Webb Financial GroupBloomington$397.2 million1,8968Not listed(952) 837-3200webbfinancial.comadviserinfo.sec.gov
Mann Financial GroupDetroit Lakes$395.5 million1,1055Not listed(218) 844-9109mannfinancialmn.comadviserinfo.sec.gov
Quarry Hill AdvisorsSaint Paul$394.8 million1,0485Not listed(612) 440-0318adviserinfo.sec.gov
Dunnavan & Co.Minneapolis$392.7 million2316Not listed(612) 630-1101dunnavan.comadviserinfo.sec.gov
Dougherty & Associates Financial Advisors, Inc.Buffalo$382.9 million2,3049Not listed(763) 682-4014adviserinfo.sec.gov
All Terrain Financial AdvisorsCoon Rapids$379.2 million6354Not listed(612) 216-3501alltfa.comadviserinfo.sec.gov
Freedom Financial Partners LLCOakdale$377.9 million1,1008Not listed(651) 797-3532ffpforme.comadviserinfo.sec.gov
Abbey StreetEden Prairie$375.4 million13913Not listed(952) 224-7272adviserinfo.sec.gov
Dorval & Chorne Financial AdvisorsMaple Grove$373.9 million1,7257Not listed(612) 436-3714dorvalchorne.comadviserinfo.sec.gov
Tealwood Asset ManagementMinneapolis$365.4 million6817Not listed(612) 340-0181adviserinfo.sec.gov
India Capital LLCMinneapolis$365.3 million111(973) 641-7393adviserinfo.sec.gov
Cordis Financial, LLCMinneapolis$360.7 million8567Not listed(612) 268-2620adviserinfo.sec.gov
Cloverfields Capital Group, LPMinneapolis$358.7 million582Not listed(952) 208-8620adviserinfo.sec.gov
Split Rock Private Trading and Wealth Management LLCCloquet$356.1 million2,0846Not listed(218) 879-3262splitrocktrading.comadviserinfo.sec.gov
FpnavigatorsMaple Grove$355.1 million1,6538Not listed(763) 265-4450fpnavigators.comadviserinfo.sec.gov
Fortress Financial Group, LLCRochester$352.3 million95810Not listed(507) 529-1400adviserinfo.sec.gov
LfaSt. Cloud$351.5 million8627Not listed(320) 253-2490lfapartnership.comadviserinfo.sec.gov
Nepsis, Inc.Minneapolis$344.5 million1,26737Not listed(952) 746-2003instagramadviserinfo.sec.gov
Pathfinder 360 Managementco, LLCMinnetonka$343.8 million313(612) 308-5187adviserinfo.sec.gov
Petros Family Wealth, LLCBloomington$341.6 million1,7369Not listed(612) 643-9995petrosfw.comadviserinfo.sec.gov
Gen Financial Management Inc.Plymouth$331.8 million1,1703Not listed(952) 513-1466genfinancial.comadviserinfo.sec.gov
Colliers Securities LLCMinneapolis$329.6 million1,055120Not listed(612) 376-4000colliers.comadviserinfo.sec.gov
Vantage Point Wealth ManagementPlymouth$326.6 million1,71517Not listed(763) 587-7120vpwealthmgmt.comadviserinfo.sec.gov
Legacy Financial Advisors CorporationBloomington$317.7 million9486Not listed(952) 893-5555lfamn.comadviserinfo.sec.gov
Paradigm, Strategies in Wealth Management, LLCMaple Grove$313.7 million6755Not listed(763) 201-1025adviserinfo.sec.gov
Hunter Street Partners, LPWayzata$313 million794(612) 404-3100hunterst.comadviserinfo.sec.gov
IwealthWaseca$311.6 million72114Not listed(507) 835-9111adviserinfo.sec.gov
MD Financial Advisors / Vestment FinancialChanhassen$304.3 million2,67920Not listed(888) 256-6855music.amazon.comadviserinfo.sec.gov
Oakwood Capital, Inc.St. Louis Park$304.2 million1,05120Not listed(952) 935-4601oakwoodcapital.comadviserinfo.sec.gov
FFP Wealth Management, LLCCoon Rapids$301.1 million8939Not listed(763) 231-2760adviserinfo.sec.gov
Guardian Wealth Advisors, LLCSt Louis Park$300.2 million7217Not listed(952) 746-3211adviserinfo.sec.gov
Caissa Wealth StrategiesBloomington$297 million17510Not listed(612) 426-6007adviserinfo.sec.gov
Trademark Financial Management, LLCBloomington$293.4 million9235Not listed(952) 358-3395trademarkfinancial.usadviserinfo.sec.gov
Epiq Partners, LLCMinneapolis$290.9 million3186Not listed(612) 843-4800adviserinfo.sec.gov
Gradient Advisors, LLCArden Hills$289.3 million2,152173Not listed(877) 885-0508house.gradientadvisors.comadviserinfo.sec.gov
Echo Wealth Management, LLCPlymouth$288.2 million7635Not listed(763) 432-7875echowm.comadviserinfo.sec.gov
Kure Advisory, LLCPlymouth$259 million9906Not listed(763) 559-9213adviserinfo.sec.gov
Secured Retirement Advisors, LLCSt Louis Park$255.1 million1,7326Not listed(952) 460-3260securedretirements.comadviserinfo.sec.gov
MHS Advisory Services, LLCMaple Grove$253.3 million1,1527Not listed(952) 541-9201mhscos.comadviserinfo.sec.gov
Merced Capital, L.P.Minnetonka$251.2 million756(952) 476-7200adviserinfo.sec.gov
Excelsior InvestorsExcelsior$242 million3262Not listed(952) 941-2795excelsiorinvestors.comadviserinfo.sec.gov
CFG RetirementEdina$241 million5267Not listed(952) 657-7470assuredretirementgroup.comadviserinfo.sec.gov
PSC Capital Partners LLCMinneapolis$240.8 million6196(612) 303-6000linkedinadviserinfo.sec.gov
Jones Kertz & Associates, Inc.Blaine$239.2 million464Not listed(612) 341-2218adviserinfo.sec.gov
North American Wealth Advisors Inc.Jordan$237.3 million1313Not listed(952) 492-3500nawadvisor.comadviserinfo.sec.gov
Northland Capital ManagementVirginia$235 million5516Not listed(218) 741-5390northlandcap.comadviserinfo.sec.gov
AcmWayzata$231.2 million140Not listed(612) 217-1143asymmetriccap.comadviserinfo.sec.gov
Bright Angel Advisors LLCSt. Paul$224.1 million1064Not listed(612) 372-0090adviserinfo.sec.gov
Phillip James Financial Co.Plymouth$222.1 million7583Not listed(763) 432-0852adviserinfo.sec.gov
E-Wealth PartnersMinnetonka$218.7 million8115Not listed(952) 800-2121adviserinfo.sec.gov
Piper Heartland Healthcare Capital, LLCMinneapolis$218.3 million1161(612) 303-6000pipersandler.comadviserinfo.sec.gov
Strategic Asset Management LLC.Rochester$218.3 million23311Not listed(888) 526-8755strategicassetmgt.comadviserinfo.sec.gov
Cedrus Wealth GroupAndover$217.8 million1,0947Not listed(763) 400-3224cedruswealthgroup.comadviserinfo.sec.gov
Enspyre Wealth Advisors, Inc.Woodbury$217.7 million3613Not listed(651) 203-7920enspyrewealth.comadviserinfo.sec.gov
Paladin FinancialArden Hills$216.9 million1,4778Not listed(651) 842-8406adviserinfo.sec.gov
Rossjohnson & Associates, LLCPlymouth$211.6 million6074Not listed(763) 560-2127rossjohnsonweb.comadviserinfo.sec.gov
Element Squared Private WealthMinneapolis$203.5 million4787Not listed(612) 325-5920elementsquared.comadviserinfo.sec.gov
Great River FinancialPlymouth$201.9 million4385Not listed(763) 231-7581adviserinfo.sec.gov
Keystone Wealth Advisors, IncorporatedEagan$201.4 million663Not listed(612) 465-8118adviserinfo.sec.gov
MJT & Associates Financial Advisory Group, Inc.Montevideo$198.9 million8832Not listed(320) 269-7889adviserinfo.sec.gov
Michael Traxler Wealth Management, LLCNew Prague$194.7 million1,0966Not listed(952) 758-8060adviserinfo.sec.gov
Thomas Leo Advisory, LLCMinneapolis$192.7 million3902Not listed(612) 208-1641thomasleoadvisory.comadviserinfo.sec.gov
Tailwinds Wealth, LLCVadnais Heights$192.7 million8728Not listed(651) 243-0535tailwindswealth.comadviserinfo.sec.gov
GS Investment IncEagan$192.2 million1763Not listed(612) 371-0590gsinvestments.comadviserinfo.sec.gov
Trailhead Planners, LLCEdina$188.4 million5944Not listed(503) 773-9682adviserinfo.sec.gov
Quantitative Asset Management, LLCMinnetonka$187.4 million1552Not listed(952) 476-7855qamgmt.comadviserinfo.sec.gov
Wold Financial GroupMendota Heights$182.5 million3273Not listed(612) 347-7825woldgroup.comadviserinfo.sec.gov
Vera Lake Capital, LLCEdina$180.4 million253Not listed(612) 524-9165adviserinfo.sec.gov
Wacker & Associates, Inc.Jackson$180.2 million4214Not listed(507) 847-3886adviserinfo.sec.gov
Winter & Associates, Inc.St. Paul$179.7 million5655Not listed(651) 414-5000adviserinfo.sec.gov
Koob Wealth Management, LLCWhite Bear Township$171.8 million3483Not listed(651) 330-4996koobwealthmanagement.comadviserinfo.sec.gov
Trumix AdvisorsBloomington$169.9 million7146Not listed(952) 222-8286adviserinfo.sec.gov
Feltl AdvisorsPlymouth$165.6 million56315Not listed(612) 492-8800feltladvisors.comadviserinfo.sec.gov
Captar Private WealthSt. Louis Park$165.5 million4153Not listed(612) 347-8668captarprivatewealth.comadviserinfo.sec.gov
Bannerstone CapitalWayzata$155.3 million5493Not listed(952) 249-8888bannerstonecapital.comadviserinfo.sec.gov
Solpacific, LLCDuluth$154 million282(218) 720-3807solpacificinv.comadviserinfo.sec.gov
Perkins Capital Management IncWayzata$147.8 million1389Not listed(952) 473-8367perkinscapital.comadviserinfo.sec.gov
North Compass Financial Advisors, LLCGrand Rapids$146 million6004Not listed(218) 326-4722northcompassfinancial.comadviserinfo.sec.gov
Somerset Group LLCWayzata$145.6 million1613Not listed(952) 681-7254somerset-group.comadviserinfo.sec.gov
Twin Cities Retirement GroupPlymouth$144.9 million2343Not listed(952) 600-7550adviserinfo.sec.gov
Knox Avenue Financial Corp.St. Paul$144.7 million7581Not listed(952) 426-4352knoxavenuefinancial.comadviserinfo.sec.gov
MWM Wealth Advisory, LLCPlymouth$144.4 million3661Not listed(763) 478-9934mwm4wealth.comadviserinfo.sec.gov
Star Capital Inc.Edina$143.6 million1,9136Not listed(651) 444-1116adviserinfo.sec.gov
Josh Arnold Investment Consultant, LLCEdina$142.1 million4012Not listed(952) 925-5608mrmoneytalk.comadviserinfo.sec.gov
Gary L. GreenbergEden Prairie$141.1 million1241Not listedadviserinfo.sec.gov
Lifeplan Financial, LLCMankato$141 million5217Not listed(507) 625-3507lifeplan-financial.comadviserinfo.sec.gov
Tonka Capital Partners, LLCMinnetonka$139.8 million431(952) 204-5085tonkacapitalpartners.comadviserinfo.sec.gov
PSC Financial LLCBloomington$135.1 million2283Not listed(952) 777-3955pscfinancial.comadviserinfo.sec.gov
Peak Financial Consulting, Inc.Bloomington$132.3 million3712Not listed(952) 303-8200peakfinancialconsulting.comadviserinfo.sec.gov
Yes Wealth ManagementMahtomedi$127.5 million2997Not listed(651) 426-5854adviserinfo.sec.gov
Financial Empowerment LLCBurnsville$126.4 million3342Not listed(952) 646-0026finempowerment.comadviserinfo.sec.gov
Encore Wealth AdvisorsMorris$121.7 million1,0044Not listed(320) 288-4084adviserinfo.sec.gov
Colleen Weber CPA, LLCChanhassen$120.6 million1892Not listed(952) 470-0750colleenweber.comadviserinfo.sec.gov
Trott Brook FinancialAnoka$120.5 million3893Not listed(763) 213-1000adviserinfo.sec.gov
Abens Financial Services IncEdina$120.1 million983Not listed(952) 933-9650abens.comadviserinfo.sec.gov
BoulevardBloomington$119.5 million8585Not listed(877) 664-2583boulevardwealth.comadviserinfo.sec.gov
Superior Financial, LLCRochester$112.2 million3851Not listed(507) 316-0160superiorfinancialllc.comadviserinfo.sec.gov
Underdog Wealth Management, LLCMaple Grove$111.9 million8922Not listed(763) 497-3000underdogwealthmanagement.comadviserinfo.sec.gov
Ascent AdvisorsMankato$110.8 million7259Not listed(952) 444-3100adviserinfo.sec.gov
Total Wealth Advisors, LLCHopkins$107.2 million3012Not listed(612) 294-9208totalwealthadvisors.comadviserinfo.sec.gov

Also on SpecStream

Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.