Data / Investment advisers / Minnesota / North Compass Financial Advisors, LLC
North Compass Financial Advisors, LLC, Grand Rapids, MN: $146 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
North Compass Financial Advisors, LLC is an SEC registered investment adviser with its main office in Grand Rapids, Minnesota and reports $146 million in regulatory assets under management in its Form ADV filed September 16, 2026. Its clients include individuals, high net worth individuals and pension and profit sharing plans. It is paid through a percentage of assets under management and commissions.
The request: Watch North Compass Financial Advisors, LLC (CRD number 146626): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 146626
- SEC file number
- 801-136532
- SEC status
- Approved, effective August 5, 2026
- Main office
- 21 Ne 5th Street Suite 301, Grand Rapids, MN 55744
- Phone
- (218) 326-4722
- Website
- northcompassfinancial.com
- Regulatory AUM
- $145,961,708 in the Form ADV filed September 16, 2026
- Discretionary AUM
- $145,961,708
- Accounts
- 600
- Employees
- 4, of which 3 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, commissions
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- September 16, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 268 | $73.6 million |
| High net worth individuals | 40 | $63.1 million |
| Pension and profit sharing plans | Fewer than 5 | $9.3 million |
Other advisers in Minnesota
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Secured Retirement Advisors, LLC | St Louis Park | $255.1 million | Not listed | adviserinfo.sec.gov |
| MHS Advisory Services, LLC | Maple Grove | $253.3 million | Not listed | adviserinfo.sec.gov |
| Merced Capital, L.P. | Minnetonka | $251.2 million | 6 | adviserinfo.sec.gov |
| Excelsior Investors | Excelsior | $242 million | Not listed | adviserinfo.sec.gov |
| CFG Retirement | Edina | $241 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Minnesota
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- North Compass Financial Advisors, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.