Data / Investment advisers / Minnesota / Oakwood Capital, Inc.
Oakwood Capital, Inc., St. Louis Park, MN: $304 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Oakwood Capital, Inc. is an SEC registered investment adviser with its main office in St. Louis Park, Minnesota and reports $304 million in regulatory assets under management in its Form ADV filed May 12, 2026. Its clients include individuals, high net worth individuals and corporations and other businesses. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Oakwood Capital, Inc. (CRD number 112399): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 112399
- SEC file number
- 801-120259
- SEC status
- Approved, effective February 4, 2021
- Main office
- 600 Highway 169 South Suite 1410, St. Louis Park, MN 55426
- Phone
- (952) 935-4601
- Website
- oakwoodcapital.com
- Regulatory AUM
- $304,181,730 in the Form ADV filed May 12, 2026
- Discretionary AUM
- $86,688,497
- Non discretionary AUM
- $217,493,233
- Accounts
- 1,051
- Employees
- 20, of which 18 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees, other fees
- Other offices
- 14
- Form ADV Item 11 disclosures
- Reported: self-regulatory organization actions
- Latest Form ADV filing
- May 12, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 427 | $141.6 million |
| High net worth individuals | 181 | $121.4 million |
| Corporations or other businesses | 3 | $5.6 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $304.2 million | March 30, 2026 |
| December 1, 2025 | $260.3 million | May 21, 2025 |
Other advisers in Minnesota
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Legacy Financial Advisors Corporation | Bloomington | $317.7 million | Not listed | adviserinfo.sec.gov |
| Paradigm, Strategies in Wealth Management, LLC | Maple Grove | $313.7 million | Not listed | adviserinfo.sec.gov |
| Hunter Street Partners, LP | Wayzata | $313 million | 4 | adviserinfo.sec.gov |
| Iwealth | Waseca | $311.6 million | Not listed | adviserinfo.sec.gov |
| MD Financial Advisors / Vestment Financial | Chanhassen | $304.3 million | Not listed | adviserinfo.sec.gov |
| FFP Wealth Management, LLC | Coon Rapids | $301.1 million | Not listed | adviserinfo.sec.gov |
| Guardian Wealth Advisors, LLC | St Louis Park | $300.2 million | Not listed | adviserinfo.sec.gov |
| Caissa Wealth Strategies | Bloomington | $297 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Minnesota
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Oakwood Capital, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.