Data / Form D filings / SYMPHONY ASSET MANAGEMENT LLC
SYMPHONY ASSET MANAGEMENT LLC: Form D filings
SYMPHONY ASSET MANAGEMENT LLC, a financial services company in San Francisco, CA, filed 9 Form D notices with the SEC between 2011 and 2020. The latest, on May 4, 2020, reports an offering of no set size with nothing sold yet to 11 investors.
Find out what SYMPHONY ASSET MANAGEMENT LLC does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
Company details from the filing
- Address
- 555 CALIFORNIA STREET, SUITE 3100, San Francisco, CA, 94104
- Phone
- (415) 676-4000
- Industry
- Other Banking and Financial Services
- Entity type
- Limited Liability Company
- Incorporated in
- California
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1030815
The full lists. Form D filings in California: 5,891 rows, $138.91, or the new rows each week for $19 a month. Form D filings in Other Banking and Financial Services: 1,280 rows, $64, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| May 4, 2020 | Amendment | Indefinite | $0 | Indefinite | 11 | Feb 28, 2019 | sec.gov |
| Mar 19, 2019 | New notice | Indefinite | $0 | Indefinite | 10 | Feb 28, 2019 | sec.gov |
| Jun 9, 2017 | Amendment | Indefinite | $0 | Indefinite | 19 | Mar 15, 2011 | sec.gov |
| Jun 9, 2016 | Amendment | Indefinite | $0 | Indefinite | 19 | Mar 15, 2011 | sec.gov |
| Mar 11, 2015 | Amendment | Indefinite | $0 | Indefinite | 19 | Mar 15, 2011 | sec.gov |
| Mar 11, 2014 | Amendment | Indefinite | $0 | Indefinite | 18 | Mar 15, 2011 | sec.gov |
| Mar 13, 2013 | Amendment | Indefinite | $0 | Indefinite | 17 | Mar 15, 2011 | sec.gov |
| Mar 16, 2012 | Amendment | Indefinite | $0 | Indefinite | 11 | Mar 15, 2011 | sec.gov |
| Mar 18, 2011 | New notice | Indefinite | $0 | Indefinite | 11 | Mar 15, 2011 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Judith R. MacDonald | Executive Officer | |
| Scott R. Grace | Executive Officer | |
| Geoffrey William Moore | Executive Officer | |
| N/A Nuveen Investments Holdings, Inc. | Promoter | |
| Angela M. McKillen | Executive Officer |
Other financial services companies in California that filed recently
- Water & Power Community Credit Union $8 million · Oct 27, 2026
- Hourglass Finance LLC $3 million · Oct 21, 2026
- TORYQAN Global, Inc $100,000 · Oct 19, 2026
- PFDPRO MANAGEMENT FUND, LLC $28.4 million · Oct 9, 2026
- Remnant Financial Foundation, Inc. $2 million · Oct 7, 2026
- PFD Management Fund 1002, LLC $4.7 million · Oct 7, 2026
- LENDonate CA LLC $22.6 million · Sep 23, 2026
- PFD MANAGEMENT FUND 1007, LLC $37.3 million · Sep 10, 2026
- Sightbridge Capital Partners, LLC $25,000 · Sep 3, 2026
- DURAQEX LTD $100 million · Sep 1, 2026
- SimpleBridge Lending LLC $1.5 million · Sep 1, 2026
- PFD MANAGEMENT FUND 1006, LLC $22 million · Aug 20, 2026
- PFD Management Opportunity Fund 3001, LLC $25 million · Aug 20, 2026
- PFD MANAGEMENT FUND 1005, LLC $20.3 million · Aug 17, 2026
- PFD MANAGEMENT FUND 1004, LLC $20.9 million · Aug 14, 2026
Every Form D from the week of May 4, 2020 · All recent filings in California · All recent Other Banking and Financial Services filings
Read from SEC EDGAR. Amount sold is what SYMPHONY ASSET MANAGEMENT LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
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