Data / Form D filings / PFD MANAGEMENT FUND 1004, LLC
PFD MANAGEMENT FUND 1004, LLC: Form D filings
PFD MANAGEMENT FUND 1004, LLC, a financial services company in Modesto, CA, filed 3 Form D notices with the SEC between 2021 and 2026. The latest, on August 14, 2026, reports $20.9 million sold of a $22 million offering to 81 investors.
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Company details from the filing
- Address
- 429 13th Street, Modesto, CA, 95354
- Phone
- (888) 475-4748
- Industry
- Other Banking and Financial Services
- Entity type
- Limited Liability Company
- Incorporated in
- California
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1865394
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Aug 14, 2026 | Amendment | $22,000,000 | $20,896,908 | $1,103,092 | 81 | Jun 8, 2021 | sec.gov |
| Jun 6, 2024 | Amendment | $20,000,000 | $19,272,713 | $727,287 | 105 | Jun 8, 2021 | sec.gov |
| Jun 10, 2021 | New notice | $10,000,000 | $150,000 | $9,850,000 | 1 | Jun 8, 2021 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Gary Ermoian | Executive Officer, Director | Gary Ermoian is an Executive Officer and Director of PFD Capital Partners, Inc., a California corporation, which entity is the Manager of the Issuer. |
| Robert E. Pryke | Executive Officer | Robert E. Pryke is an Executive Officer of PFD Capital Partners, Inc., a California corporation, which entity is the Manager of the Issuer. |
| Eric E. Hansen | Executive Officer | Eric Hansen is an Executive Officer of PFD Capital Partners, Inc., a California corporation, which entity is the Manager of the Issuer. |
Other financial services companies in California that filed recently
- Water & Power Community Credit Union $8 million · Oct 27, 2026
- Hourglass Finance LLC $3 million · Oct 21, 2026
- TORYQAN Global, Inc $100,000 · Oct 19, 2026
- PFDPRO MANAGEMENT FUND, LLC $28.4 million · Oct 9, 2026
- Remnant Financial Foundation, Inc. $2 million · Oct 7, 2026
- PFD Management Fund 1002, LLC $4.7 million · Oct 7, 2026
Every Form D from the week of Aug 10, 2026 · All recent filings in California · All recent Other Banking and Financial Services filings
Read from SEC EDGAR. Amount sold is what PFD MANAGEMENT FUND 1004, LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.