Data / Form D filings / STIFEL FINANCIAL CORP
STIFEL FINANCIAL CORP: Form D filings
STIFEL FINANCIAL CORP, a financial services company in St. Louis, MO, filed 2 Form D notices with the SEC between 2015 and 2017. The latest, on January 17, 2017, reports $9.4 million sold of a $9.4 million offering to 65 investors.
Find out what STIFEL FINANCIAL CORP does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- ATTN: JAMES G. LASCHOBER, 501 N. BROADWAY, St. Louis, MO, 63102
- Phone
- (314) 342-2000
- Industry
- Other Banking and Financial Services
- Entity type
- Corporation
- Incorporated in
- Delaware
- Revenue range
- Over $100,000,000
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 720672
The full lists. Form D filings in Missouri: 379 rows, $18.95, or the new rows each week for $19 a month. Form D filings in Other Banking and Financial Services: 1,280 rows, $64, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Jan 17, 2017 | New notice | $9,357,543 | $9,357,543 | $0 | 65 | Jan 3, 2017 | sec.gov |
| Jun 17, 2015 | New notice | $73,199,144 | $73,199,144 | $0 | 433 | Jun 5, 2015 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| John P. Dubinsky | Director | |
| Ben A. Plotkin | Executive Officer, Director | |
| Maura F. Markus | Director | |
| Bruce A. Beda | Director | |
| Victor J. Nesi | Executive Officer, Director | |
| James M. Oates | Director | |
| Thomas B. Michaud | Executive Officer, Director | |
| David D. Sliney | Executive Officer | |
| Michael W. Brown | Director | |
| Mark P. Fisher | Executive Officer | |
| Michael J. Zimmerman | Director | |
| Kelvin R. Westbrook | Director | |
| Thomas W. Weisel | Executive Officer, Director | |
| Richard J. Himelfarb | Executive Officer, Director | |
| Thomas P. Mulroy | Executive Officer, Director | |
| Robert E. Grady | Director | |
| Kathleen W. Brown | Director | |
| Frederick O. Hanser | Director | |
| Ronald J. Kruszewski | Executive Officer, Director | |
| James M. Zemlyak | Executive Officer, Director |
Other financial services companies in Missouri that filed recently
- JONES FINANCIAL COMPANIES LLLP $9,000 · Oct 29, 2026
- Midwest BankCentre, Inc. $22.1 million · Sep 28, 2026
Every Form D from the week of Jan 16, 2017 · All recent filings in Missouri · All recent Other Banking and Financial Services filings
Read from SEC EDGAR. Amount sold is what STIFEL FINANCIAL CORP reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
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