Data / Form D filings / Solar Mosaic, Inc.
Solar Mosaic, Inc.: Form D filings
Solar Mosaic, Inc., a financial services company in Oakland, CA, filed 28 Form D notices with the SEC between 2011 and 2016. The latest, on August 23, 2016, reports $40.7 million sold of an offering with no set size to 45 investors.
Find out what Solar Mosaic, Inc. does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 1212 Broadway, 3rd Floor, Oakland, CA, 94612
- Phone
- (510) 746-8602
- Industry
- Other Banking and Financial Services
- Entity type
- Corporation
- Incorporated in
- Delaware
- Year incorporated
- 2011
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1523221
The full lists. Form D filings in California: 5,891 rows, $138.91, or the new rows each week for $19 a month. Form D filings in Other Banking and Financial Services: 1,280 rows, $64, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, street, city, state, ZIP and 4 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Aug 23, 2016 | New notice | Indefinite | $40,682,980 | Indefinite | 45 | Aug 4, 2016 | sec.gov |
| Aug 18, 2016 | Amendment | $19,151,782 | $19,151,782 | $0 | 35 | Apr 23, 2015 | sec.gov |
| Sep 18, 2015 | New notice | $7,500,000 | $3,732,522 | $3,767,478 | 8 | Apr 23, 2015 | sec.gov |
| Mar 13, 2014 | New notice | $8,864,901 | $6,477,005 | $2,387,896 | 35 | Feb 27, 2014 | sec.gov |
| Mar 4, 2014 | New notice | $202,575 | $202,575 | $0 | 128 | Feb 28, 2014 | sec.gov |
| Feb 19, 2014 | New notice | $371,775 | $371,775 | $0 | 165 | Feb 18, 2014 | sec.gov |
| Feb 19, 2014 | New notice | $388,825 | $388,825 | $0 | 154 | Feb 7, 2014 | sec.gov |
| Feb 19, 2014 | New notice | $255,025 | $255,025 | $0 | 59 | Feb 6, 2014 | sec.gov |
| Feb 19, 2014 | New notice | $233,875 | $233,875 | $0 | 36 | Feb 6, 2014 | sec.gov |
| Nov 26, 2013 | New notice | $387,025 | $387,025 | $0 | 140 | Nov 19, 2013 | sec.gov |
| Oct 1, 2013 | New notice | $294,775 | $294,775 | $0 | 149 | Sep 3, 2013 | sec.gov |
| Jul 10, 2013 | New notice | $450,000 | $450,000 | $0 | 154 | Jun 28, 2013 | sec.gov |
| Jun 25, 2013 | New notice | $210,000 | $210,000 | $0 | 85 | Jun 12, 2013 | sec.gov |
| Apr 26, 2013 | New notice | $247,050 | $247,050 | $0 | 196 | Apr 25, 2013 | sec.gov |
| Apr 23, 2013 | New notice | $2,500,000 | $2,500,000 | $0 | 21 | Feb 13, 2013 | sec.gov |
| Mar 15, 2013 | New notice | $350,000 | $350,000 | $0 | 263 | Mar 5, 2013 | sec.gov |
| Feb 8, 2013 | Amendment | $95,275 | $95,275 | $0 | 267 | Jan 23, 2013 | sec.gov |
| Feb 8, 2013 | Amendment | $40,350 | $40,350 | $0 | 137 | Jan 23, 2013 | sec.gov |
| Feb 7, 2013 | New notice | $40,575 | $40,575 | $0 | 137 | Jan 23, 2013 | sec.gov |
| Feb 7, 2013 | New notice | $96,125 | $96,125 | $0 | 267 | Jan 23, 2013 | sec.gov |
| Feb 7, 2013 | New notice | $92,250 | $92,250 | $0 | 201 | Jan 23, 2013 | sec.gov |
| Feb 6, 2013 | New notice | $25,550 | $25,550 | $0 | 53 | Jan 31, 2013 | sec.gov |
| Oct 10, 2012 | New notice | $40,325 | $40,325 | $0 | 51 | Oct 2, 2012 | sec.gov |
| Sep 27, 2012 | Amendment | $3,426,733 | $3,426,733 | $0 | 27 | May 14, 2012 | sec.gov |
| Sep 27, 2012 | Amendment | $3,696,736 | $3,696,736 | $0 | 27 | May 14, 2012 | sec.gov |
| May 30, 2012 | New notice | $2,776,742 | $2,506,739 | $270,003 | 19 | May 14, 2012 | sec.gov |
| May 15, 2012 | New notice | Indefinite | $395,000 | Indefinite | 6 | Oct 24, 2011 | sec.gov |
| Jun 15, 2011 | New notice | $400,000 | $150,000 | $250,000 | 2 | Jun 2, 2011 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Tom Dinwoodie | Director | |
| Daniel Rosen | Executive Officer, Director | |
| Bruce Ledesma | Executive Officer | |
| William Parish | Executive Officer, Director | |
| Lisa Gansky | Director | |
| Theodore Fawcett | Executive Officer | |
| Olaf Janke | Executive Officer | |
| Eric Watson | Executive Officer | |
| Anthony Bako | Executive Officer | |
| Robert Kelly | Director |
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Every Form D from the week of Aug 22, 2016 · All recent filings in California · All recent Other Banking and Financial Services filings
Read from SEC EDGAR. Amount sold is what Solar Mosaic, Inc. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
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