Data / Form D filings / Smith, Moore & Co.
Smith, Moore & Co.: Form D filings
Smith, Moore & Co., a financial services company in St. Louis, MO, filed 5 Form D notices with the SEC between 2009 and 2015. The latest, on May 7, 2015, reports $341,035 sold of a $341,035 offering to 14 investors.
Find out what Smith, Moore & Co. does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 7777 BONHOMME AVE., SUITE 2400, St. Louis, MO, 63105
- Phone
- (314) 727-5225
- Industry
- Other Banking and Financial Services
- Entity type
- Corporation
- Incorporated in
- Missouri
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1466384
The full lists. Form D filings in Missouri: 379 rows, $18.95, or the new rows each week for $19 a month. Form D filings in Other Banking and Financial Services: 1,280 rows, $64, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| May 7, 2015 | New notice | $341,035 | $341,035 | $0 | 14 | Apr 27, 2015 | sec.gov |
| Jun 7, 2012 | New notice | $119,084 | $89,313 | $29,771 | 3 | May 30, 2012 | sec.gov |
| Mar 11, 2011 | New notice | $1,143,106 | $1,143,106 | $0 | 14 | Mar 7, 2011 | sec.gov |
| Sep 22, 2009 | New notice | $348,706 | $0 | $348,706 | 0 | Yet to occur | sec.gov |
| Jun 24, 2009 | New notice | $564,596 | $0 | $564,596 | 0 | Yet to occur | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Stewart J. Deutsch | Executive Officer, Director | |
| Timothy E. Schulte | Executive Officer, Director | |
| Donna B. Frederick | Executive Officer, Director | |
| Thomas A. Gonsalves | Executive Officer, Director | |
| Randy A. Rhyner | Director | |
| Kent A. Schmidt | Director |
Other financial services companies in Missouri that filed recently
- JONES FINANCIAL COMPANIES LLLP $9,000 · Oct 29, 2026
- Midwest BankCentre, Inc. $22.1 million · Sep 28, 2026
Every Form D from the week of May 4, 2015 · All recent filings in Missouri · All recent Other Banking and Financial Services filings
Read from SEC EDGAR. Amount sold is what Smith, Moore & Co. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
$10 of credit on sign-up, no card.