Data / Form D filings / RUBICON FINANCIAL INC
RUBICON FINANCIAL INC: Form D filings
RUBICON FINANCIAL INC, a financial services company in Irvine, CA, filed 2 Form D notices with the SEC between 2013 and 2014. The latest, on April 3, 2014, reports $950,000 sold of a $1.5 million offering to 5 investors.
Find out what RUBICON FINANCIAL INC does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
Company details from the filing
- Address
- 18872 MACARTHUR BLVD., FIRST FLOOR, Irvine, CA, 92612
- Phone
- (888) 668-9567
- Industry
- Other Banking and Financial Services
- Entity type
- Corporation
- Incorporated in
- Nevada
- Revenue range
- $5,000,001 - $25,000,000
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1103977
The full lists. Form D filings in California: 5,891 rows, $138.91, or the new rows each week for $19 a month. Form D filings in Other Banking and Financial Services: 1,280 rows, $64, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Apr 3, 2014 | New notice | $1,500,000 | $950,000 | $550,000 | 5 | Mar 3, 2014 | sec.gov |
| May 6, 2013 | New notice | $525,000 | $235,000 | $290,000 | 4 | May 1, 2013 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| KATHLEEN MCPHERSON | Director | |
| JOSEPH MANGIAPANE, JR. | Executive Officer, Director |
Other financial services companies in California that filed recently
- Water & Power Community Credit Union $8 million · Oct 27, 2026
- Hourglass Finance LLC $3 million · Oct 21, 2026
- TORYQAN Global, Inc $100,000 · Oct 19, 2026
- PFDPRO MANAGEMENT FUND, LLC $28.4 million · Oct 9, 2026
- Remnant Financial Foundation, Inc. $2 million · Oct 7, 2026
- PFD Management Fund 1002, LLC $4.7 million · Oct 7, 2026
- LENDonate CA LLC $22.6 million · Sep 23, 2026
- PFD MANAGEMENT FUND 1007, LLC $37.3 million · Sep 10, 2026
- Sightbridge Capital Partners, LLC $25,000 · Sep 3, 2026
- DURAQEX LTD $100 million · Sep 1, 2026
- SimpleBridge Lending LLC $1.5 million · Sep 1, 2026
- PFD MANAGEMENT FUND 1006, LLC $22 million · Aug 20, 2026
- PFD Management Opportunity Fund 3001, LLC $25 million · Aug 20, 2026
- PFD MANAGEMENT FUND 1005, LLC $20.3 million · Aug 17, 2026
- PFD MANAGEMENT FUND 1004, LLC $20.9 million · Aug 14, 2026
Every Form D from the week of Mar 31, 2014 · All recent filings in California · All recent Other Banking and Financial Services filings
Read from SEC EDGAR. Amount sold is what RUBICON FINANCIAL INC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
$10 of credit on sign-up, no card.