Data / Form D filings / Personal Capital Corp
Personal Capital Corp: Form D filings
Personal Capital Corp, a financial services company in Redwood City, CA, filed 12 Form D notices with the SEC between 2010 and 2019. The latest, on February 21, 2019, reports $50 million sold of a $100 million offering to 1 investor.
Find out what Personal Capital Corp does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 3 LAGOON DRIVE, SUITE 200, Redwood City, CA, 94065
- Phone
- (855) 855-8005
- Industry
- Other Banking and Financial Services
- Entity type
- Corporation
- Incorporated in
- Delaware
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1494510
The full lists. Form D filings in California: 5,891 rows, $138.91, or the new rows each week for $19 a month. Form D filings in Other Banking and Financial Services: 1,280 rows, $64, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Feb 21, 2019 | Amendment | $100,000,000 | $50,000,000 | $50,000,000 | 1 | Jan 24, 2019 | sec.gov |
| Feb 4, 2019 | New notice | $50,000,000 | $50,000,000 | $0 | 1 | Jan 24, 2019 | sec.gov |
| Sep 19, 2018 | New notice | $16,575,650 | $0 | $16,575,650 | 0 | Yet to occur | sec.gov |
| Aug 2, 2017 | New notice | $49,999,999 | $37,065,993 | $12,934,006 | 21 | Jul 17, 2017 | sec.gov |
| Jun 1, 2016 | New notice | $75,000,000 | $50,000,000 | $25,000,000 | 1 | May 17, 2016 | sec.gov |
| Nov 12, 2014 | New notice | $50,075,001 | $50,075,001 | $0 | 19 | Oct 28, 2014 | sec.gov |
| Jul 17, 2013 | Amendment | $27,000,000 | $27,000,000 | $0 | 9 | May 30, 2013 | sec.gov |
| Jun 13, 2013 | New notice | $25,000,000 | $25,000,000 | $0 | 9 | May 30, 2013 | sec.gov |
| Mar 26, 2013 | Amendment | $20,025,000 | $20,025,000 | $0 | 5 | Jul 26, 2011 | sec.gov |
| Jan 24, 2013 | Amendment | $19,025,000 | $17,025,000 | $2,000,000 | 5 | Jul 26, 2011 | sec.gov |
| Aug 26, 2011 | New notice | $15,000,000 | $15,000,000 | $0 | 3 | Jul 26, 2011 | sec.gov |
| Jun 25, 2010 | New notice | $10,000,000 | $10,000,000 | $0 | 1 | Jun 18, 2010 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Vijay H Shah | Executive Officer, Director | |
| Marina H Levinson | Director | |
| Mike H Armsby | Executive Officer | |
| Paul H Desmarais III | Director | |
| Jeffrey H Carney | Director | |
| Allison H Amadia | Executive Officer | |
| Kira H Wampler | Director | |
| Jim H Feuille | Director | |
| Jeremy H Schein | Director | |
| William H Harris | Director | |
| Paul H Bergholm | Executive Officer | |
| Charles H Goldman | Director | |
| Bruce H Felt | Director | |
| Stephen H Harrick | Director | |
| Brian H Ascher | Director |
Other financial services companies in California that filed recently
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- LENDonate CA LLC $22.6 million · Sep 23, 2026
- PFD MANAGEMENT FUND 1007, LLC $37.3 million · Sep 10, 2026
- Sightbridge Capital Partners, LLC $25,000 · Sep 3, 2026
- DURAQEX LTD $100 million · Sep 1, 2026
- SimpleBridge Lending LLC $1.5 million · Sep 1, 2026
- PFD MANAGEMENT FUND 1006, LLC $22 million · Aug 20, 2026
- PFD Management Opportunity Fund 3001, LLC $25 million · Aug 20, 2026
- PFD MANAGEMENT FUND 1005, LLC $20.3 million · Aug 17, 2026
- PFD MANAGEMENT FUND 1004, LLC $20.9 million · Aug 14, 2026
Every Form D from the week of Feb 18, 2019 · All recent filings in California · All recent Other Banking and Financial Services filings
Read from SEC EDGAR. Amount sold is what Personal Capital Corp reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
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