Data / Form D filings / Foothill Securities, Inc
Foothill Securities, Inc: Form D filings
Foothill Securities, Inc, a financial services company in Mountain View, CA, filed 2 Form D notices with the SEC between 2010 and 2012. The latest, on February 3, 2012, reports $474,568 sold of an offering with no set size to 99 investors.
Find out what Foothill Securities, Inc does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 150 E Dana Street, Mountain View, CA, 94041
- Phone
- (650) 941-1962
- Industry
- Other Banking and Financial Services
- Entity type
- Corporation
- Incorporated in
- California
- Revenue range
- $25,000,001 - $100,000,000
- Exemptions claimed
- Rule 506
- SEC identifier (CIK)
- 1440120
The full lists. Form D filings in California: 5,891 rows, $138.91, or the new rows each week for $19 a month. Form D filings in Other Banking and Financial Services: 1,280 rows, $64, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Feb 3, 2012 | Amendment | Indefinite | $474,568 | Indefinite | 99 | Mar 31, 2009 | sec.gov |
| Dec 23, 2010 | Amendment | Indefinite | $346,567 | Indefinite | 91 | Mar 31, 2009 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Kathryn G Spelman | Director | |
| Carl G Reinhardt | Director | |
| Stephen Chipman | Executive Officer, Director | |
| Greg G Aynesworth | Director | |
| Richard S Warga | Director | |
| Jean Gannett | Director | |
| John C Burroughs | Director | |
| Martin C Shapiro | Director | |
| Michael G Melby | Director |
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Every Form D from the week of Jan 30, 2012 · All recent filings in California · All recent Other Banking and Financial Services filings
Read from SEC EDGAR. Amount sold is what Foothill Securities, Inc reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
$10 of credit on sign-up, no card.