Data / Form D filings / First Foundation Inc.
First Foundation Inc.: Form D filings
First Foundation Inc., a financial services company in Irvine, CA, filed 4 Form D notices with the SEC between 2010 and 2013. The latest, on December 19, 2013, reports $5.7 million sold of a $5.7 million offering to 32 investors.
Find out what First Foundation Inc. does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 18101 VON KARMAN AVE, SUITE 700, Irvine, CA, 92612
- Phone
- (949) 202-4160
- Industry
- Other Banking and Financial Services
- Entity type
- Corporation
- Incorporated in
- California
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1413837
The full lists. Form D filings in California: 5,891 rows, $138.91, or the new rows each week for $19 a month. Form D filings in Other Banking and Financial Services: 1,280 rows, $64, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Dec 19, 2013 | New notice | $5,741,766 | $5,741,766 | $0 | 32 | Dec 10, 2013 | sec.gov |
| Oct 30, 2012 | New notice | $5,016,555 | $5,016,555 | $0 | 6 | Aug 13, 2012 | sec.gov |
| Jun 29, 2010 | Amendment | $10,000,005 | $5,802,045 | $4,197,960 | 38 | Jan 26, 2010 | sec.gov |
| Feb 8, 2010 | New notice | $10,000,005 | $1,500,000 | $8,500,005 | 2 | Jan 26, 2010 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Ulrich E. Keller, Jr. | Executive Officer, Director | |
| Scott F. Kavanaugh | Executive Officer, Director | |
| David L. Rahn | Director | |
| Gerald L. Larsen | Director | |
| Max L. Briggs | Director | |
| James F. Brakke | Director | |
| John Michel | Executive Officer | |
| Mitchell M. Rosenberg | Director | |
| Victoria F. Collins | Director | |
| Henri M. Tchen | Director | |
| John K. Hakopian | Director | |
| Warren D. Fix | Director | |
| Michael L. Criste | Director | |
| "Jacob ""Coby""" M. Sonenshine | Director | |
| Douglas K. Freeman | Director |
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Every Form D from the week of Dec 16, 2013 · All recent filings in California · All recent Other Banking and Financial Services filings
Read from SEC EDGAR. Amount sold is what First Foundation Inc. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
$10 of credit on sign-up, no card.