Data / Form D filings / Certus Financial Group LLC
Certus Financial Group LLC: Form D filings
Certus Financial Group LLC, a financial services company in Laguna Niguel, CA, filed 6 Form D notices with the SEC between 2012 and 2018. The latest, on February 8, 2018, reports $852,500 sold of an offering with no set size to 24 investors.
Find out what Certus Financial Group LLC does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 28202 CABOT ROAD, SUITE 300, Laguna Niguel, CA, 92677
- Phone
- (949) 365-5830
- Industry
- Other Banking and Financial Services
- Entity type
- Limited Liability Company
- Incorporated in
- Delaware
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1542145
The full lists. Form D filings in California: 5,891 rows, $138.91, or the new rows each week for $19 a month. Form D filings in Other Banking and Financial Services: 1,280 rows, $64, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Feb 8, 2018 | Amendment | Indefinite | $852,500 | Indefinite | 24 | Feb 9, 2012 | sec.gov |
| Feb 9, 2017 | Amendment | Indefinite | $852,500 | Indefinite | 24 | Feb 9, 2012 | sec.gov |
| Jan 29, 2016 | New notice | Indefinite | $852,500 | Indefinite | 24 | Feb 9, 2012 | sec.gov |
| Feb 5, 2015 | Amendment | Indefinite | $790,000 | Indefinite | 21 | Feb 9, 2012 | sec.gov |
| Feb 13, 2013 | Amendment | Indefinite | $450,000 | Indefinite | 15 | Feb 9, 2012 | sec.gov |
| Feb 13, 2012 | New notice | Indefinite | $152,000 | Indefinite | 3 | Feb 9, 2012 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Rick Roberts | Executive Officer |
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Every Form D from the week of Feb 5, 2018 · All recent filings in California · All recent Other Banking and Financial Services filings
Read from SEC EDGAR. Amount sold is what Certus Financial Group LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
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