Data / Investment advisers / Kansas / Westward Investment Advisory
Westward Investment Advisory, Mission, KS: $572 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Westward Investment Advisory is an SEC registered investment adviser with its main office in Mission, Kansas and reports $572 million in regulatory assets under management in its Form ADV filed March 23, 2026. Its clients include high net worth individuals, corporations and other businesses and individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Westward Investment Advisory (CRD number 281742): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 281742
- SEC file number
- 801-118800
- SEC status
- Approved, effective May 27, 2020
- Legal name
- Westward Investment Advisory, LLC
- Main office
- 5201 Johnson Drive Suite 410, Mission, KS 66205
- Phone
- (414) 716-6300
- Website
- westwardinvestment.com
- Regulatory AUM
- $571,508,980 in the Form ADV filed March 23, 2026
- Discretionary AUM
- $126,046,568
- Non discretionary AUM
- $445,462,412
- Accounts
- 61
- Employees
- 5, of which 3 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees, other fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 23, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 9 | $557.3 million |
| Corporations or other businesses | 3 | $7.3 million |
| Individuals (other than high net worth individuals) | 7 | $4.3 million |
| Charitable organizations | 1 | $2.6 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $571.5 million | March 23, 2026 |
| December 1, 2025 | $489.5 million | March 24, 2025 |
Other advisers in Kansas
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| 503 Capital Partners, LLC | Leawood | $636.4 million | 8 | adviserinfo.sec.gov |
| Carlson Financial | Topeka | $632.2 million | Not listed | adviserinfo.sec.gov |
| Steffes Financial, LTD | Overland Park | $611.5 million | Not listed | adviserinfo.sec.gov |
| Endeavor Private Wealth, Inc. | Topeka | $595.3 million | Not listed | adviserinfo.sec.gov |
| Mattern Wealth Management LLC | Lawrence | $579 million | Not listed | adviserinfo.sec.gov |
| Midwest Financial Group LLC | Overland Park | $566.1 million | Not listed | adviserinfo.sec.gov |
| PHD Retirement Consulting | Overland Park | $559.2 million | Not listed | adviserinfo.sec.gov |
| Prairie Advisory, LLC | Leawood | $554.3 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Kansas
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving corporations and other businesses
- Westward Investment Advisory on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.