Data / Investment advisers / Kansas / Steffes Financial, LTD
Steffes Financial, LTD, Overland Park, KS: $611 million AUM, SEC registered investment adviser
Steffes Financial, LTD is an SEC registered investment adviser with its main office in Overland Park, Kansas and reports $611 million in regulatory assets under management in its Form ADV filed February 9, 2026. Its clients include high net worth individuals, pension and profit sharing plans and individuals. It is paid through a percentage of assets under management and hourly charges.
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- Registration
- SEC registered investment adviser
- CRD number
- 134530
- SEC file number
- 801-64179
- SEC status
- Approved, effective April 15, 2005
- Main office
- 8655 College Blvd Suite 101, Overland Park, KS 66210
- Phone
- (913) 722-1111
- Website
- steffesfinancial.com
- Regulatory AUM
- $611,455,054 in the Form ADV filed February 9, 2026
- Discretionary AUM
- $354,564,670
- Non discretionary AUM
- $256,890,384
- Accounts
- 652
- Employees
- 4, of which 3 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- February 9, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 92 | $303.7 million |
| Pension and profit sharing plans | 47 | $256.9 million |
| Individuals (other than high net worth individuals) | 126 | $50.9 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| March 2, 2026 | $611.5 million | February 9, 2026 |
| December 1, 2025 | $537.1 million | January 14, 2025 |
Other advisers in Overland Park
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Greenup Street Wealth Management LLC | Overland Park | $900.4 million | Not listed | adviserinfo.sec.gov |
| TFB Advisors, LLC | Overland Park | $840.2 million | Not listed | adviserinfo.sec.gov |
| Paragon Capital Management LLC | Overland Park | $739.8 million | Not listed | adviserinfo.sec.gov |
| Aspyre Wealth Partners | Overland Park | $668.3 million | Not listed | adviserinfo.sec.gov |
| BCWM | Overland Park | $665.2 million | Not listed | adviserinfo.sec.gov |
| Midwest Financial Group LLC | Overland Park | $566.1 million | Not listed | adviserinfo.sec.gov |
| PHD Retirement Consulting | Overland Park | $559.2 million | Not listed | adviserinfo.sec.gov |
| Searcy Financial Services, Inc. | Overland Park | $514 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Overland Park, KS
- Investment advisers in Kansas
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving pension and profit sharing plans
- Steffes Financial, LTD on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.