Data / Investment advisers / Missouri / Universal Financial Advisors, LLC
Universal Financial Advisors, LLC, St. Louis, MO: $277 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Universal Financial Advisors, LLC is an SEC registered investment adviser with its main office in St. Louis, Missouri and reports $277 million in regulatory assets under management in its Form ADV filed August 13, 2026. Its clients include high net worth individuals, individuals and charitable organizations. It is paid through a percentage of assets under management and hourly charges.
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- Registration
- SEC registered investment adviser
- CRD number
- 318392
- SEC file number
- 801-124991
- SEC status
- Approved, effective May 11, 2022
- Main office
- 333 S. Kirkwood Road Suite 301, St. Louis, MO 63122
- Phone
- (314) 721-5522
- Website
- universaladvisorsgroup.com
- Regulatory AUM
- $277,496,642 in the Form ADV filed August 13, 2026
- Discretionary AUM
- $277,496,642
- Accounts
- 709
- Employees
- 8, of which 8 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges
- Other offices
- 2
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- August 13, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 69 | $198 million |
| Individuals (other than high net worth individuals) | 257 | $78.4 million |
| Charitable organizations | 2 | $820,783 |
| Corporations or other businesses | 3 | $254,463 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $277.5 million | March 16, 2026 |
| December 1, 2025 | $251.1 million | April 14, 2025 |
Other advisers in St. Louis
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Cauble & Harre Wealth Management, Inc. | St. Louis | $300.6 million | Not listed | adviserinfo.sec.gov |
| Philip Vongontard, Cfa, LLC | St.Louis | $288.5 million | Not listed | adviserinfo.sec.gov |
| Moelis Asset Catalyst Partners | St Louis | $288.2 million | 1 | adviserinfo.sec.gov |
| Trinity Wealth Advisors LLC | St. Louis | $281.5 million | Not listed | adviserinfo.sec.gov |
| Aquilant Advisors | St. Louis | $278.8 million | Not listed | adviserinfo.sec.gov |
| Lewis & Clark Partners, LLC | St. Louis | $262.9 million | 8 | adviserinfo.sec.gov |
| Ekon Advisors, LLC | St. Louis | $219.8 million | Not listed | adviserinfo.sec.gov |
| Profusion Private Wealth | St. Louis | $175.7 million | 1 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in St. Louis, MO
- Investment advisers in Missouri
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Universal Financial Advisors, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.