Data / Investment advisers / Missouri / Philip Vongontard, Cfa, LLC
Philip Vongontard, Cfa, LLC, St.Louis, MO: $289 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Philip Vongontard, Cfa, LLC is an SEC registered investment adviser with its main office in St.Louis, Missouri and reports $289 million in regulatory assets under management in its Form ADV filed May 1, 2026. Its clients include high net worth individuals and individuals. It is paid through a percentage of assets under management.
The request: Watch Philip Vongontard, Cfa, LLC (CRD number 127938): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 127938
- SEC file number
- 801-67108
- SEC status
- Approved, effective August 24, 2006
- Main office
- 9909 Clayton Road Suite 210, St.Louis, MO 63124
- Phone
- (314) 569-2677
- Regulatory AUM
- $288,549,582 in the Form ADV filed May 1, 2026
- Discretionary AUM
- $288,549,582
- Accounts
- 201
- Employees
- 1, of which 1 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- May 1, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 39 | $282.2 million |
| Individuals (other than high net worth individuals) | 16 | $6.3 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| June 1, 2026 | $288.5 million | May 1, 2026 |
| December 1, 2025 | $312.9 million | July 9, 2025 |
Other advisers in St. Louis
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Signify Wealth LLC | St. Louis | $364.6 million | 1 | adviserinfo.sec.gov |
| R.T. Jones Capital Equities Management Inc. | St. Louis | $351.8 million | Not listed | adviserinfo.sec.gov |
| Broadview Management, LLC | St. Louis | $330.4 million | 4 | adviserinfo.sec.gov |
| Cornerstone Select Advisors, LLC | St. Louis | $315.3 million | Not listed | adviserinfo.sec.gov |
| Cauble & Harre Wealth Management, Inc. | St. Louis | $300.6 million | Not listed | adviserinfo.sec.gov |
| Moelis Asset Catalyst Partners | St Louis | $288.2 million | 1 | adviserinfo.sec.gov |
| Trinity Wealth Advisors LLC | St. Louis | $281.5 million | Not listed | adviserinfo.sec.gov |
| Aquilant Advisors | St. Louis | $278.8 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in St. Louis, MO
- Investment advisers in Missouri
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Philip Vongontard, Cfa, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.