Data / Investment advisers / Ohio / TCP Asset Management, LLC
TCP Asset Management, LLC, Upper Arlington, OH: $1.2 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
TCP Asset Management, LLC is an SEC registered investment adviser with its main office in Upper Arlington, Ohio and reports $1.2 billion in regulatory assets under management in its Form ADV filed October 21, 2026. Its clients include individuals and high net worth individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 286037
- SEC file number
- 801-108836
- SEC status
- Approved, effective January 3, 2017
- Main office
- 5000 Horizons Drive, Upper Arlington, OH 43220
- Phone
- (614) 761-9378
- Website
- tcpasset.com
- Regulatory AUM
- $1,182,711,742 in the Form ADV filed October 21, 2026
- Discretionary AUM
- $1,149,896,143
- Non discretionary AUM
- $32,815,599
- Accounts
- 5,021
- Employees
- 42, of which 22 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees, other fees
- Other offices
- 13
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 21, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 1,934 | $617.7 million |
| High net worth individuals | 287 | $565 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| March 2, 2026 | $1.18 billion | February 13, 2026 |
| December 1, 2025 | $822.1 million | October 10, 2025 |
Other advisers in Ohio
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Wealth Dimensions Group, LTD. | Cincinnati | $1.24 billion | Not listed | adviserinfo.sec.gov |
| HCM Wealth Advisors | Cincinnati | $1.23 billion | Not listed | adviserinfo.sec.gov |
| Hauser Retirement Solutions 2 LLC | Cincinnati | $1.21 billion | Not listed | adviserinfo.sec.gov |
| James Investment Research Inc | Xenia | $1.21 billion | Not listed | adviserinfo.sec.gov |
| Van Cleef Asset Management Inc | Beachwood | $1.21 billion | Not listed | adviserinfo.sec.gov |
| W.A. Smith Financial Group | Sandusky | $1.16 billion | Not listed | adviserinfo.sec.gov |
| Frazier Financial Advisors, LLC | Columbus | $1.16 billion | Not listed | adviserinfo.sec.gov |
| Ancora Alternatives LLC | Cleveland | $1.13 billion | 17 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Ohio
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- TCP Asset Management, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.