Data / Investment advisers / Ohio / James Investment Research Inc
James Investment Research Inc, Xenia, OH: $1.2 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
James Investment Research Inc is an SEC registered investment adviser with its main office in Xenia, Ohio and reports $1.2 billion in regulatory assets under management in its Form ADV filed May 18, 2026. Its clients include investment companies, high net worth individuals and individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch James Investment Research Inc (CRD number 110433): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 110433
- SEC file number
- 801-12359
- SEC status
- Approved, effective October 2, 1976
- Main office
- 1349 Fairground Road, Xenia, OH 45385
- Phone
- (937) 426-7640
- Regulatory AUM
- $1,211,598,322 in the Form ADV filed May 18, 2026
- Discretionary AUM
- $1,176,574,834
- Non discretionary AUM
- $35,023,488
- Accounts
- 692
- Employees
- 15, of which 8 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees, other fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- May 18, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 1 | $551.4 million |
| High net worth individuals | 109 | $463.1 million |
| Individuals (other than high net worth individuals) | 295 | $104.1 million |
| Corporations or other businesses | 14 | $43.8 million |
| Charitable organizations | 12 | $38.4 million |
| Pension and profit sharing plans | Fewer than 5 | $5.8 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| January 2, 2026 | $1.21 billion | December 18, 2025 |
| December 1, 2025 | $1.17 billion | December 19, 2024 |
Other advisers in Ohio
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Westminster Financial Advisory Corp | Beavercreek | $1.36 billion | Not listed | adviserinfo.sec.gov |
| McDonald Partners LLC | Cleveland | $1.28 billion | 4 | adviserinfo.sec.gov |
| Wealth Dimensions Group, LTD. | Cincinnati | $1.24 billion | Not listed | adviserinfo.sec.gov |
| HCM Wealth Advisors | Cincinnati | $1.23 billion | Not listed | adviserinfo.sec.gov |
| Hauser Retirement Solutions 2 LLC | Cincinnati | $1.21 billion | Not listed | adviserinfo.sec.gov |
| Van Cleef Asset Management Inc | Beachwood | $1.21 billion | Not listed | adviserinfo.sec.gov |
| TCP Asset Management, LLC | Upper Arlington | $1.18 billion | Not listed | adviserinfo.sec.gov |
| W.A. Smith Financial Group | Sandusky | $1.16 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Ohio
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving investment companies
- Advisers serving high net worth individuals
- James Investment Research Inc on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.