Data / Investment advisers / New Hampshire / Sweeney Financial Advisors
Sweeney Financial Advisors, Bedford, NH: $403 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Sweeney Financial Advisors is an SEC registered investment adviser with its main office in Bedford, New Hampshire and reports $403 million in regulatory assets under management in its Form ADV filed August 3, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Sweeney Financial Advisors (CRD number 116564): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 116564
- SEC file number
- 801-79426
- SEC status
- Approved, effective April 7, 2014
- Legal name
- SFM, LLC
- Main office
- 360 Route 101 Suite 10, Bedford, NH 03110
- Phone
- (603) 625-8400
- Regulatory AUM
- $403,185,072 in the Form ADV filed August 3, 2026
- Discretionary AUM
- $403,185,072
- Accounts
- 806
- Employees
- 6, of which 4 give investment advice
- Form of organization
- Multi Member LLC Filing As a Partnership
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions
- Latest Form ADV filing
- August 3, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 100 | $343 million |
| Individuals (other than high net worth individuals) | 147 | $51 million |
| Pension and profit sharing plans | 11 | $8.8 million |
| Corporations or other businesses | Fewer than 5 | $369,749 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $403.2 million | March 31, 2026 |
| December 1, 2025 | $323.2 million | August 12, 2025 |
Other advisers in Bedford
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| The Harbor Group, Inc. | Bedford | $2.00 billion | Not listed | adviserinfo.sec.gov |
| Milestone Financial Planning, LLC | Bedford | $590.3 million | Not listed | adviserinfo.sec.gov |
| Brophy Wealth Management, LLC | Bedford | $532.5 million | Not listed | adviserinfo.sec.gov |
| Bcas | Bedford | $465.7 million | Not listed | adviserinfo.sec.gov |
| Northeast Planning Associates, Inc. | Bedford | $414 million | Not listed | adviserinfo.sec.gov |
| Aurelius Family Office, LLC | Bedford | $315.3 million | Not listed | adviserinfo.sec.gov |
| Cohen Investment Advisors, LLC | Bedford | $259.3 million | 1 | adviserinfo.sec.gov |
| Robbins Farley LLC | Bedford | $252.9 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Bedford, NH
- Investment advisers in New Hampshire
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Sweeney Financial Advisors on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.