Data / Investment advisers / New Hampshire / Northeast Planning Associates, Inc.
Northeast Planning Associates, Inc., Bedford, NH: $414 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Northeast Planning Associates, Inc. is an SEC registered investment adviser with its main office in Bedford, New Hampshire and reports $414 million in regulatory assets under management in its Form ADV filed May 8, 2026. Its clients include individuals and high net worth individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Northeast Planning Associates, Inc. (CRD number 131406): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 131406
- SEC file number
- 801-110475
- SEC status
- Approved, effective April 28, 2017
- Main office
- 43 Constitution Drive, Bedford, NH 03110
- Phone
- (603) 471-0900
- Website
- paulhbrock.com
- Regulatory AUM
- $413,996,638 in the Form ADV filed May 8, 2026
- Discretionary AUM
- $413,996,638
- Accounts
- 1,509
- Employees
- 129, of which 69 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 35
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- May 8, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 886 | $341.5 million |
| High net worth individuals | 73 | $72.5 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $414 million | March 26, 2026 |
| December 1, 2025 | $327.7 million | July 9, 2025 |
Other advisers in Bedford
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| The Harbor Group, Inc. | Bedford | $2.00 billion | Not listed | adviserinfo.sec.gov |
| Milestone Financial Planning, LLC | Bedford | $590.3 million | Not listed | adviserinfo.sec.gov |
| Brophy Wealth Management, LLC | Bedford | $532.5 million | Not listed | adviserinfo.sec.gov |
| Bcas | Bedford | $465.7 million | Not listed | adviserinfo.sec.gov |
| Sweeney Financial Advisors | Bedford | $403.2 million | Not listed | adviserinfo.sec.gov |
| Aurelius Family Office, LLC | Bedford | $315.3 million | Not listed | adviserinfo.sec.gov |
| Cohen Investment Advisors, LLC | Bedford | $259.3 million | 1 | adviserinfo.sec.gov |
| Robbins Farley LLC | Bedford | $252.9 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Bedford, NH
- Investment advisers in New Hampshire
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Northeast Planning Associates, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.