Data / Investment advisers / Pennsylvania / Stonebridge Financial Group, LLC
Stonebridge Financial Group, LLC, Wormleysburg, PA: $2.3 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Stonebridge Financial Group, LLC is an SEC registered investment adviser with its main office in Wormleysburg, Pennsylvania and reports $2.3 billion in regulatory assets under management in its Form ADV filed July 31, 2026. Its clients include high net worth individuals, pension and profit sharing plans and individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Stonebridge Financial Group, LLC (CRD number 327529): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 327529
- SEC file number
- 801-129034
- SEC status
- Approved, effective November 8, 2023
- Main office
- 602 North Front Street, Wormleysburg, PA 17043
- Phone
- (717) 736-7007
- Regulatory AUM
- $2,276,868,952 in the Form ADV filed July 31, 2026
- Discretionary AUM
- $2,116,058,919
- Non discretionary AUM
- $160,810,033
- Accounts
- 4,548
- Employees
- 29, of which 21 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 4
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- July 31, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 391 | $1.29 billion |
| Pension and profit sharing plans | 156 | $570 million |
| Individuals (other than high net worth individuals) | 896 | $343.3 million |
| State or municipal government entities | 1 | $49.5 million |
| Charitable organizations | 7 | $19.2 million |
| Corporations or other businesses | 6 | $9 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $2.28 billion | March 27, 2026 |
| December 1, 2025 | $1.83 billion | November 11, 2025 |
Other advisers in Pennsylvania
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Guyasuta Investment Advisors, Incorporated | Pittsburgh | $2.44 billion | Not listed | adviserinfo.sec.gov |
| Ethos Financial Group, LLC | King of Prussia | $2.42 billion | Not listed | adviserinfo.sec.gov |
| Traynor Capital Management | Malvern | $2.42 billion | Not listed | adviserinfo.sec.gov |
| Newsquare Capital, LLC | Newtown Square | $2.39 billion | Not listed | adviserinfo.sec.gov |
| Corient SHC Wealth Management (US) LP | Philadelphia | $2.34 billion | 1 | adviserinfo.sec.gov |
| Emerald Investment Advisers, LLC | Leola | $2.26 billion | Not listed | adviserinfo.sec.gov |
| FS Structured Products Advisor, LLC | Philadelphia | $2.20 billion | 6 | adviserinfo.sec.gov |
| Independence Asset Advisors, LLC | Wynnewood | $2.19 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Pennsylvania
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving pension and profit sharing plans
- Stonebridge Financial Group, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.