Data / Investment advisers / Missouri / Stifel Independent Advisors, LLC
Stifel Independent Advisors, LLC, St Louis, MO: $5 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Stifel Independent Advisors, LLC is an SEC registered investment adviser with its main office in St Louis, Missouri and reports $5 billion in regulatory assets under management in its Form ADV filed September 3, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management, fixed fees and commissions.
The request: Watch Stifel Independent Advisors, LLC (CRD number 28218): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 28218
- SEC file number
- 801-43561
- SEC status
- Approved, effective March 19, 1993
- Main office
- 501 N Broadway, St Louis, MO 63102
- Phone
- (314) 342-4051
- Website
- columbiacrestfa.com
- Regulatory AUM
- $5,006,962,899 in the Form ADV filed September 3, 2026
- Discretionary AUM
- $3,272,353,775
- Non discretionary AUM
- $1,734,609,124
- Accounts
- 12,216
- Employees
- 198, of which 132 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees, commissions
- Other offices
- 77
- Form ADV Item 11 disclosures
- Reported: self-regulatory organization actions
- Latest Form ADV filing
- September 3, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 2,124 | $3.46 billion |
| Individuals (other than high net worth individuals) | 5,638 | $1.37 billion |
| Pension and profit sharing plans | 61 | $68.5 million |
| Charitable organizations | 37 | $67.9 million |
| Corporations or other businesses | 42 | $42.5 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $5.01 billion | March 2, 2026 |
| December 1, 2025 | $4.38 billion | March 31, 2025 |
Other advisers in St. Louis
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Benjamin F. Edwards & Company, Incorporated | St. Louis | $18.92 billion | Not listed | adviserinfo.sec.gov |
| Acr Alpine Capital Research, LLC | St. Louis | $10.79 billion | 2 | adviserinfo.sec.gov |
| Elmtree Funds, LLC | St. Louis | $7.77 billion | 15 | adviserinfo.sec.gov |
| Krilogy | St. Louis | $5.20 billion | 1 | adviserinfo.sec.gov |
| Kennedy Capital Management | St Louis | $5.02 billion | Not listed | adviserinfo.sec.gov |
| Thompson Street Capital Manager LLC | St. Louis | $4.57 billion | 10 | adviserinfo.sec.gov |
| Rubinbrown Advisors LLC | St. Louis | $3.86 billion | Not listed | adviserinfo.sec.gov |
| Matter Family Office | St Louis | $3.81 billion | 1 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in St. Louis, MO
- Investment advisers in Missouri
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Stifel Independent Advisors, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.