Data / Investment advisers / Missouri / Kennedy Capital Management
Kennedy Capital Management, St Louis, MO: $5 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Kennedy Capital Management is an SEC registered investment adviser with its main office in St Louis, Missouri and reports $5 billion in regulatory assets under management in its Form ADV filed May 21, 2026. Its clients include pooled investment vehicles, state and municipal governments and charitable organizations. It is paid through a percentage of assets under management and performance based fees.
The request: Watch Kennedy Capital Management (CRD number 105834): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 105834
- SEC file number
- 801-15323
- SEC status
- Approved, effective July 17, 1980
- Legal name
- Kennedy Capital Management LLC
- Main office
- 10829 Olive Blvd, St Louis, MO 63141
- Phone
- (314) 432-0400
- Website
- kennedycapital.com
- Regulatory AUM
- $5,019,213,881 in the Form ADV filed May 21, 2026
- Discretionary AUM
- $4,883,189,310
- Non discretionary AUM
- $136,024,571
- Accounts
- 213
- Employees
- 43, of which 20 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- May 21, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 11 | $1.62 billion |
| State or municipal government entities | 23 | $1.57 billion |
| Charitable organizations | 18 | $472.6 million |
| Corporations or other businesses | 26 | $376.5 million |
| Other investment advisers | 7 | $299.4 million |
| Pension and profit sharing plans | 9 | $280 million |
| Investment companies | 7 | $269.4 million |
| High net worth individuals | 92 | $120.1 million |
| Individuals (other than high net worth individuals) | 4 | $2.7 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $5.02 billion | March 25, 2026 |
| December 1, 2025 | $4.89 billion | May 27, 2025 |
Other advisers in St. Louis
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Focus Advisor Solutions, LLC | St. Louis | $41.48 billion | Not listed | adviserinfo.sec.gov |
| Benjamin F. Edwards & Company, Incorporated | St. Louis | $18.92 billion | Not listed | adviserinfo.sec.gov |
| Acr Alpine Capital Research, LLC | St. Louis | $10.79 billion | 2 | adviserinfo.sec.gov |
| Elmtree Funds, LLC | St. Louis | $7.77 billion | 15 | adviserinfo.sec.gov |
| Krilogy | St. Louis | $5.20 billion | 1 | adviserinfo.sec.gov |
| Stifel Independent Advisors, LLC | St Louis | $5.01 billion | Not listed | adviserinfo.sec.gov |
| Thompson Street Capital Manager LLC | St. Louis | $4.57 billion | 10 | adviserinfo.sec.gov |
| Rubinbrown Advisors LLC | St. Louis | $3.86 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in St. Louis, MO
- Investment advisers in Missouri
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving pooled investment vehicles
- Advisers serving state and municipal governments
- Kennedy Capital Management on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.