Data / Investment advisers / Missouri / Sparrow Capital Management Inc
Sparrow Capital Management Inc, St. Louis, MO: $113 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Sparrow Capital Management Inc is an SEC registered investment adviser with its main office in St. Louis, Missouri and reports $113 million in regulatory assets under management in its Form ADV filed March 18, 2026. Its clients include investment companies, high net worth individuals and individuals. It is paid through a percentage of assets under management and performance based fees. It advises 1 private fund.
The request: Watch Sparrow Capital Management Inc (CRD number 106616): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 106616
- SEC file number
- 801-42906
- SEC status
- Approved, effective December 1, 1992
- Main office
- 8500 Maryland, Avenue Suite 743, St. Louis, MO 63105
- Phone
- (314) 725-6161
- Website
- sparrowcapital.com
- Regulatory AUM
- $113,262,659 in the Form ADV filed March 18, 2026
- Discretionary AUM
- $113,262,659
- Accounts
- 61
- Employees
- 2, of which 1 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, performance based fees
- Private funds
- 1: 1 hedge fund
- Gross assets of private funds
- $9,013,152
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 18, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 1 | $68.2 million |
| High net worth individuals | 10 | $19.8 million |
| Individuals (other than high net worth individuals) | 44 | $15.4 million |
| Pooled investment vehicles | 1 | $9 million |
| Pension and profit sharing plans | 1 | $597,069 |
| Corporations or other businesses | 1 | $272,552 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $113.3 million | March 18, 2026 |
| December 1, 2025 | $224.3 million | March 11, 2025 |
Other advisers in St. Louis
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Toberman Becker Wealth, LLC | St. Louis | $170.8 million | Not listed | adviserinfo.sec.gov |
| Modern Dollar Planning, LLC | St. Louis | $159.1 million | Not listed | adviserinfo.sec.gov |
| Essex Ridge Capital Group, LLC | St. Louis | $146.3 million | Not listed | adviserinfo.sec.gov |
| Severin Investments LLC | St. Louis | $141.9 million | Not listed | adviserinfo.sec.gov |
| Fortify Wealth, Inc. | St. Louis | $115 million | Not listed | adviserinfo.sec.gov |
| Breiter Wealth Management, LLC | St. Louis | $113 million | Not listed | adviserinfo.sec.gov |
| Compass Wealth | St. Louis | $111.9 million | Not listed | adviserinfo.sec.gov |
| Iselect Fund Management, LLC | St. Louis | Not listed | 6 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in St. Louis, MO
- Investment advisers in Missouri
- Advisers with $100 million to $500 million in AUM
- Advisers serving investment companies
- Advisers serving high net worth individuals
- Advisers that manage private funds
- Sparrow Capital Management Inc on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.