Data / Investment advisers / Missouri / Compass Wealth
Compass Wealth, St. Louis, MO: $112 million AUM, SEC registered investment adviser
Compass Wealth is an SEC registered investment adviser with its main office in St. Louis, Missouri and reports $112 million in regulatory assets under management in its Form ADV filed October 30, 2026. Its clients include individuals and high net worth individuals. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 282420
- SEC file number
- 801-124696
- SEC status
- Approved, effective April 21, 2022
- Legal name
- Compass Retirement Group LLC
- Main office
- 10326 Old Olive Street Road, St. Louis, MO 63141
- Phone
- (314) 373-1598
- Website
- compasswealth.com
- Regulatory AUM
- $111,859,803 in the Form ADV filed October 30, 2026
- Discretionary AUM
- $111,859,803
- Accounts
- 939
- Employees
- 9, of which 7 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Other offices
- 1
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions
- Latest Form ADV filing
- October 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 757 | $98.7 million |
| High net worth individuals | 9 | $13.2 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| March 2, 2026 | $111.9 million | February 23, 2026 |
| December 1, 2025 | $93.5 million | March 12, 2025 |
Other advisers in St. Louis
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Essex Ridge Capital Group, LLC | St. Louis | $146.3 million | Not listed | adviserinfo.sec.gov |
| Severin Investments LLC | St. Louis | $141.9 million | Not listed | adviserinfo.sec.gov |
| Fortify Wealth, Inc. | St. Louis | $115 million | Not listed | adviserinfo.sec.gov |
| Sparrow Capital Management Inc | St. Louis | $113.3 million | 1 | adviserinfo.sec.gov |
| Breiter Wealth Management, LLC | St. Louis | $113 million | Not listed | adviserinfo.sec.gov |
| Iselect Fund Management, LLC | St. Louis | Not listed | 6 | adviserinfo.sec.gov |
| Rivervest Venture Partners | St. Louis | Not listed | 5 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in St. Louis, MO
- Investment advisers in Missouri
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Compass Wealth on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.