Data / Investment advisers / Virginia / Spark Financial Advisors
Spark Financial Advisors, Richmond, VA: $147 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Spark Financial Advisors is an SEC registered investment adviser with its main office in Richmond, Virginia and reports $147 million in regulatory assets under management in its Form ADV filed March 17, 2026. Its clients include high net worth individuals and individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 296914
- SEC file number
- 801-132555
- SEC status
- Approved, effective April 28, 2025
- Legal name
- Spark Financial Advisors, LLC
- Main office
- 7130 Glen Forest Drive Suite 110, Richmond, VA 23226
- Phone
- (804) 451-1210
- Regulatory AUM
- $147,096,626 in the Form ADV filed March 17, 2026
- Discretionary AUM
- $147,096,626
- Accounts
- 624
- Employees
- 7, of which 4 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees, other fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions
- Latest Form ADV filing
- March 17, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 44 | $96.6 million |
| Individuals (other than high net worth individuals) | 120 | $50.5 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $147.1 million | March 17, 2026 |
| December 1, 2025 | $115.8 million | August 4, 2025 |
Other advisers in Richmond
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Highstone Group | Richmond | $263.9 million | Not listed | adviserinfo.sec.gov |
| Cobblestone Asset Management | Richmond | $258.9 million | Not listed | adviserinfo.sec.gov |
| Alpha Advisors, LLC | Richmond | $256.1 million | Not listed | adviserinfo.sec.gov |
| Thompson Davis Asset Management | Richmond | $211.3 million | 1 | adviserinfo.sec.gov |
| Sima Wealth Partners, LLC | Richmond | $156.7 million | Not listed | adviserinfo.sec.gov |
| West Tower Group, LLC | Richmond | $146.2 million | 2 | adviserinfo.sec.gov |
| Kennondale Capital Management | Richmond | $141.9 million | Not listed | adviserinfo.sec.gov |
| Tone Capital, LLC | Richmond | $118.3 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Richmond, VA
- Investment advisers in Virginia
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Spark Financial Advisors on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.