Data / Investment advisers / Virginia / Thompson Davis Asset Management
Thompson Davis Asset Management, Richmond, VA: $211 million AUM, SEC registered investment adviser
Thompson Davis Asset Management is an SEC registered investment adviser with its main office in Richmond, Virginia and reports $211 million in regulatory assets under management in its Form ADV filed September 10, 2026. Its clients include high net worth individuals, individuals and pooled investment vehicles. It is paid through a percentage of assets under management, fixed fees and performance based fees. It advises 1 private fund.
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- Registration
- SEC registered investment adviser
- CRD number
- 41353
- SEC file number
- 801-120472
- SEC status
- Approved, effective March 5, 2021
- Legal name
- Thompson Davis & Co., Inc.
- Main office
- 9030 Stony Point Pkwy, Ste 100, Richmond, VA 23235
- Phone
- (804) 644-6380
- Regulatory AUM
- $211,338,163 in the Form ADV filed September 10, 2026
- Discretionary AUM
- $211,338,163
- Accounts
- 300
- Employees
- 9, of which 6 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees, performance based fees
- Private funds
- 1: 1 hedge fund
- Gross assets of private funds
- $4,127,169
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions
- Latest Form ADV filing
- September 10, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 206 | $142.4 million |
| Individuals (other than high net worth individuals) | 88 | $61 million |
| Pooled investment vehicles | 1 | $4.1 million |
| Corporations or other businesses | 5 | $3.8 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $211.3 million | March 31, 2026 |
| December 1, 2025 | $206.9 million | March 28, 2025 |
Other advisers in Richmond
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Evr Research LP | Richmond | $365 million | 1 | adviserinfo.sec.gov |
| Evoadvisors | Richmond | $337.2 million | Not listed | adviserinfo.sec.gov |
| Highstone Group | Richmond | $263.9 million | Not listed | adviserinfo.sec.gov |
| Cobblestone Asset Management | Richmond | $258.9 million | Not listed | adviserinfo.sec.gov |
| Alpha Advisors, LLC | Richmond | $256.1 million | Not listed | adviserinfo.sec.gov |
| Sima Wealth Partners, LLC | Richmond | $156.7 million | Not listed | adviserinfo.sec.gov |
| Spark Financial Advisors | Richmond | $147.1 million | Not listed | adviserinfo.sec.gov |
| West Tower Group, LLC | Richmond | $146.2 million | 2 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Richmond, VA
- Investment advisers in Virginia
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Advisers that manage private funds
- Thompson Davis Asset Management on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.