Data / Investment advisers / Oregon / Sound Investment Management Inc
Sound Investment Management Inc, Tualatin, OR: $256 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Sound Investment Management Inc is an SEC registered investment adviser with its main office in Tualatin, Oregon and reports $256 million in regulatory assets under management in its Form ADV filed April 14, 2026. Its clients include high net worth individuals and individuals. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 107438
- SEC file number
- 801-46570
- SEC status
- Approved, effective May 26, 1994
- Main office
- 8215 Tualatin Sherwood Road, Suite 200, Tualatin, OR 97062
- Phone
- (503) 691-7030
- Website
- simiusa.com
- Regulatory AUM
- $255,500,000 in the Form ADV filed April 14, 2026
- Non discretionary AUM
- $255,500,000
- Accounts
- 140
- Employees
- 4, of which 4 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- April 14, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 42 | $152.5 million |
| Individuals (other than high net worth individuals) | 98 | $103 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $255.5 million | March 10, 2026 |
| December 1, 2025 | $242.6 million | October 9, 2025 |
Other advisers in Oregon
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Vergepointe Wealth Management, LLC | Lake Oswego | $283.3 million | Not listed | adviserinfo.sec.gov |
| Spectrum Strategic Capital Management, LLC | Corvallis | $275.4 million | Not listed | adviserinfo.sec.gov |
| Roi Financial | Beaverton | $264.2 million | Not listed | adviserinfo.sec.gov |
| Welch Investment Group, LLC | Grants Pass | $263.8 million | Not listed | adviserinfo.sec.gov |
| Koenig Investment Advisory, LLC | Ashland | $258.2 million | Not listed | adviserinfo.sec.gov |
| Defined Wealth Management, LLC | Beaverton | $254 million | Not listed | adviserinfo.sec.gov |
| Elevation Capital Advisory | Bend | $252.9 million | Not listed | adviserinfo.sec.gov |
| Rutherford Investment Management | Portland | $250 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Oregon
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Sound Investment Management Inc on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.