Data / Investment advisers / Oregon / Koenig Investment Advisory, LLC
Koenig Investment Advisory, LLC, Ashland, OR: $258 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Koenig Investment Advisory, LLC is an SEC registered investment adviser with its main office in Ashland, Oregon and reports $258 million in regulatory assets under management in its Form ADV filed February 2, 2026. Its clients include high net worth individuals, individuals and charitable organizations. It is paid through a percentage of assets under management.
The request: Watch Koenig Investment Advisory, LLC (CRD number 311422): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 311422
- SEC file number
- 801-119834
- SEC status
- Approved, effective November 20, 2020
- Main office
- 739 N Main Street, Ashland, OR 97520
- Phone
- (541) 608-0551
- Regulatory AUM
- $258,181,429 in the Form ADV filed February 2, 2026
- Discretionary AUM
- $258,181,429
- Accounts
- 599
- Employees
- 3, of which 3 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- February 2, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 114 | $211.9 million |
| Individuals (other than high net worth individuals) | 179 | $43.7 million |
| Charitable organizations | Fewer than 5 | $1.1 million |
| Pension and profit sharing plans | Fewer than 5 | $829,195 |
| Corporations or other businesses | Fewer than 5 | $669,096 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| February 2, 2026 | $258.2 million | January 15, 2026 |
| December 1, 2025 | $240.5 million | January 28, 2025 |
Other advisers in Oregon
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Capital Financial Planners | Salem | $284.8 million | Not listed | adviserinfo.sec.gov |
| Vergepointe Wealth Management, LLC | Lake Oswego | $283.3 million | Not listed | adviserinfo.sec.gov |
| Spectrum Strategic Capital Management, LLC | Corvallis | $275.4 million | Not listed | adviserinfo.sec.gov |
| Roi Financial | Beaverton | $264.2 million | Not listed | adviserinfo.sec.gov |
| Welch Investment Group, LLC | Grants Pass | $263.8 million | Not listed | adviserinfo.sec.gov |
| Sound Investment Management Inc | Tualatin | $255.5 million | Not listed | adviserinfo.sec.gov |
| Defined Wealth Management, LLC | Beaverton | $254 million | Not listed | adviserinfo.sec.gov |
| Elevation Capital Advisory | Bend | $252.9 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Oregon
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Koenig Investment Advisory, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.