Data / Investment advisers / Mississippi / Sound Financial Strategies Group, LLC
Sound Financial Strategies Group, LLC, Madison, MS: $218 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Sound Financial Strategies Group, LLC is an SEC registered investment adviser with its main office in Madison, Mississippi and reports $218 million in regulatory assets under management in its Form ADV filed October 15, 2026. Its clients include individuals, corporations and other businesses and high net worth individuals. It is paid through a percentage of assets under management, fixed fees and commissions.
The request: Watch Sound Financial Strategies Group, LLC (CRD number 286261): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 286261
- SEC file number
- 801-108894
- SEC status
- Approved, effective January 11, 2017
- Main office
- 116 One Madison Plaza Suite 1100, Madison, MS 39110
- Phone
- (601) 856-3825
- Regulatory AUM
- $217,657,061 in the Form ADV filed October 15, 2026
- Discretionary AUM
- $217,657,061
- Accounts
- 923
- Employees
- 7, of which 4 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees, commissions
- Form ADV Item 11 disclosures
- Reported: civil court actions
- Latest Form ADV filing
- October 15, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 560 | $101.6 million |
| Corporations or other businesses | 3 | $85.5 million |
| High net worth individuals | 30 | $30.6 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $217.7 million | March 19, 2026 |
| December 1, 2025 | $183.7 million | November 14, 2025 |
Other advisers in Mississippi
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Bankplus Wealth Advisors | Jackson | $263.8 million | Not listed | adviserinfo.sec.gov |
| Simplified Wealth Management | Hattiesburg | $225.5 million | Not listed | adviserinfo.sec.gov |
| Inman Jager Wealth Management, LLC | Hattiesburg | $225 million | Not listed | adviserinfo.sec.gov |
| Easley Investment Consultants, Inc. | Ridgeland | $223.8 million | Not listed | adviserinfo.sec.gov |
| Addicus Advisory, LLC | Tupelo | $221.7 million | 41 | adviserinfo.sec.gov |
| Trueline Wealth Group, LLC | Hattiesburg | $170.1 million | Not listed | adviserinfo.sec.gov |
| Davenport Watts & Drake Investment Advisors, LLC | Ridgeland | $157.1 million | Not listed | adviserinfo.sec.gov |
| Renaissance Advisors | Ridgeland | $147.5 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Mississippi
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Advisers serving corporations and other businesses
- Sound Financial Strategies Group, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.