Data / Investment advisers / Mississippi / Simplified Wealth Management
Simplified Wealth Management, Hattiesburg, MS: $226 million AUM, SEC registered investment adviser
Simplified Wealth Management is an SEC registered investment adviser with its main office in Hattiesburg, Mississippi and reports $226 million in regulatory assets under management in its Form ADV filed February 16, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 297059
- SEC file number
- 801-123772
- SEC status
- Approved, effective April 21, 2022
- Legal name
- Simplified Wealth Management, LLC
- Main office
- 14 Orleans Drive, Hattiesburg, MS 39402
- Phone
- (601) 336-4265
- Website
- myswm.com
- Regulatory AUM
- $225,538,099 in the Form ADV filed February 16, 2026
- Discretionary AUM
- $225,538,099
- Accounts
- 1,642
- Employees
- 9, of which 7 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- Reported: self-regulatory organization actions
- Latest Form ADV filing
- February 16, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 91 | $146 million |
| Individuals (other than high net worth individuals) | 616 | $73.6 million |
| Pension and profit sharing plans | Fewer than 5 | $3.9 million |
| Corporations or other businesses | 5 | $2.1 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| March 2, 2026 | $225.5 million | February 16, 2026 |
| December 1, 2025 | $179.5 million | August 13, 2025 |
Other advisers in Mississippi
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Wealthview Capital, LLC | Jackson | $319.5 million | Not listed | adviserinfo.sec.gov |
| New Perspectives, Inc. | Ridgeland | $308.7 million | Not listed | adviserinfo.sec.gov |
| McAllister Capital Management | Jackson | $306.2 million | Not listed | adviserinfo.sec.gov |
| Optimum Financial Services, LLC | Jackson | $300.2 million | Not listed | adviserinfo.sec.gov |
| Bankplus Wealth Advisors | Jackson | $263.8 million | Not listed | adviserinfo.sec.gov |
| Inman Jager Wealth Management, LLC | Hattiesburg | $225 million | Not listed | adviserinfo.sec.gov |
| Easley Investment Consultants, Inc. | Ridgeland | $223.8 million | Not listed | adviserinfo.sec.gov |
| Addicus Advisory, LLC | Tupelo | $221.7 million | 41 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Mississippi
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Simplified Wealth Management on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.