Data / Investment advisers / Mississippi / Optimum Financial Services, LLC
Optimum Financial Services, LLC, Jackson, MS: $300 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Optimum Financial Services, LLC is an SEC registered investment adviser with its main office in Jackson, Mississippi and reports $300 million in regulatory assets under management in its Form ADV filed February 9, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management and hourly charges.
The request: Watch Optimum Financial Services, LLC (CRD number 105878): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 105878
- SEC file number
- 801-38310
- SEC status
- Approved, effective February 22, 1991
- Main office
- 1817 Crane Ridge Drive Suite 200, Jackson, MS 39216
- Phone
- (601) 981-5900
- Regulatory AUM
- $300,193,261 in the Form ADV filed February 9, 2026
- Discretionary AUM
- $299,989,277
- Non discretionary AUM
- $203,984
- Accounts
- 486
- Employees
- 4, of which 3 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- February 9, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 42 | $242.4 million |
| Individuals (other than high net worth individuals) | 194 | $43 million |
| Pension and profit sharing plans | 6 | $9.4 million |
| Corporations or other businesses | Fewer than 5 | $5.5 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| March 2, 2026 | $300.2 million | February 9, 2026 |
| December 1, 2025 | $269.3 million | February 3, 2025 |
Other advisers in Mississippi
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Peregrine Investment Advisors, LLC | Madison | $368.4 million | Not listed | adviserinfo.sec.gov |
| Phillips Wealth Planners LLC | Starkville | $340.8 million | Not listed | adviserinfo.sec.gov |
| Wealthview Capital, LLC | Jackson | $319.5 million | Not listed | adviserinfo.sec.gov |
| New Perspectives, Inc. | Ridgeland | $308.7 million | Not listed | adviserinfo.sec.gov |
| McAllister Capital Management | Jackson | $306.2 million | Not listed | adviserinfo.sec.gov |
| Bankplus Wealth Advisors | Jackson | $263.8 million | Not listed | adviserinfo.sec.gov |
| Simplified Wealth Management | Hattiesburg | $225.5 million | Not listed | adviserinfo.sec.gov |
| Inman Jager Wealth Management, LLC | Hattiesburg | $225 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Mississippi
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Optimum Financial Services, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.