Data / Investment advisers / Texas / Signal Securities, Inc.
Signal Securities, Inc., Fort Worth, TX: $679 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Signal Securities, Inc. is an SEC registered investment adviser with its main office in Fort Worth, Texas and reports $679 million in regulatory assets under management in its Form ADV filed March 4, 2026. Its clients include high net worth individuals and individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Signal Securities, Inc. (CRD number 15916): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 15916
- SEC file number
- 801-63630
- SEC status
- Approved, effective November 4, 2004
- Main office
- 700 Throckmorton, Fort Worth, TX 76102
- Phone
- (817) 877-4256
- Website
- mikemoynihanadvisor.com
- Regulatory AUM
- $679,084,856 in the Form ADV filed March 4, 2026
- Discretionary AUM
- $46,393,970
- Non discretionary AUM
- $632,690,886
- Accounts
- 1,920
- Employees
- 35, of which 23 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees, commissions
- Other offices
- 8
- Form ADV Item 11 disclosures
- Reported: self-regulatory organization actions
- Latest Form ADV filing
- March 4, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 326 | $553.9 million |
| Individuals (other than high net worth individuals) | 811 | $125.2 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $679.1 million | March 4, 2026 |
| December 1, 2025 | $599.2 million | July 30, 2025 |
Other advisers in Fort Worth
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Wpwealth LLP | Fort Worth | $1.17 billion | Not listed | adviserinfo.sec.gov |
| Holt Capital Partners, L.P. | Fort Worth | $1.09 billion | 1 | adviserinfo.sec.gov |
| Rogers Wealth Group, Inc. | Fort Worth | $1.04 billion | Not listed | adviserinfo.sec.gov |
| Alta Fox Capital Management, LLC | Fort Worth | $821.4 million | 2 | adviserinfo.sec.gov |
| Diesslin Group, Inc. | Fort Worth | $696.3 million | 2 | adviserinfo.sec.gov |
| Aspen Wealth Management, LLC | Fort Worth | $657.8 million | Not listed | adviserinfo.sec.gov |
| Dean, Jacobson Financial Services | Fort Worth | $519.4 million | Not listed | adviserinfo.sec.gov |
| Basin Oil and Gas Management, LP | Fort Worth | $492.7 million | 5 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Fort Worth, TX
- Investment advisers in Texas
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Signal Securities, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.