Data / Investment advisers / Texas / Aspen Wealth Management, LLC
Aspen Wealth Management, LLC, Fort Worth, TX: $658 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Aspen Wealth Management, LLC is an SEC registered investment adviser with its main office in Fort Worth, Texas and reports $658 million in regulatory assets under management in its Form ADV filed October 30, 2026. Its clients include high net worth individuals, individuals and corporations and other businesses. It is paid through a percentage of assets under management and hourly charges.
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- Registration
- SEC registered investment adviser
- CRD number
- 159594
- SEC file number
- 801-114243
- SEC status
- Approved, effective November 5, 2018
- Main office
- 4200 S. Hulen St. Suite 422, Fort Worth, TX 76109
- Phone
- (817) 546-6353
- Regulatory AUM
- $657,825,724 in the Form ADV filed October 30, 2026
- Discretionary AUM
- $654,884,188
- Non discretionary AUM
- $2,941,536
- Accounts
- 1,121
- Employees
- 9, of which 6 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 188 | $568.6 million |
| Individuals (other than high net worth individuals) | 158 | $82 million |
| Corporations or other businesses | 7 | $7.3 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| March 2, 2026 | $657.8 million | February 12, 2026 |
| December 1, 2025 | $509.6 million | September 30, 2025 |
Other advisers in Fort Worth
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Holt Capital Partners, L.P. | Fort Worth | $1.09 billion | 1 | adviserinfo.sec.gov |
| Rogers Wealth Group, Inc. | Fort Worth | $1.04 billion | Not listed | adviserinfo.sec.gov |
| Alta Fox Capital Management, LLC | Fort Worth | $821.4 million | 2 | adviserinfo.sec.gov |
| Diesslin Group, Inc. | Fort Worth | $696.3 million | 2 | adviserinfo.sec.gov |
| Signal Securities, Inc. | Fort Worth | $679.1 million | Not listed | adviserinfo.sec.gov |
| Dean, Jacobson Financial Services | Fort Worth | $519.4 million | Not listed | adviserinfo.sec.gov |
| Basin Oil and Gas Management, LP | Fort Worth | $492.7 million | 5 | adviserinfo.sec.gov |
| SWMG, LLC | Fort Worth | $430.4 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Fort Worth, TX
- Investment advisers in Texas
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Aspen Wealth Management, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.