Data / Investment advisers / Illinois / Serenity Investment Advisors
Serenity Investment Advisors, Chicago, IL: $514 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Serenity Investment Advisors is an SEC registered investment adviser with its main office in Chicago, Illinois and reports $514 million in regulatory assets under management in its Form ADV filed May 22, 2026. Its clients include pension and profit sharing plans, high net worth individuals and individuals. It is paid through a percentage of assets under management and fixed fees.
The request: Watch Serenity Investment Advisors (CRD number 307924): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 307924
- SEC file number
- 801-123727
- SEC status
- Approved, effective April 21, 2022
- Legal name
- Serenity Investment Advisors LLC
- Main office
- 333 S. Wabash Ave. Suite 2700, Chicago, IL 60604
- Phone
- (312) 734-1415
- Website
- serenitywm.com
- Regulatory AUM
- $513,621,644 in the Form ADV filed May 22, 2026
- Discretionary AUM
- $255,339,741
- Non discretionary AUM
- $258,281,903
- Accounts
- 1,109
- Employees
- 7, of which 5 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees
- Other offices
- 3
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- May 22, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pension and profit sharing plans | 1 | $258.3 million |
| High net worth individuals | 66 | $144.9 million |
| Individuals (other than high net worth individuals) | 364 | $110.2 million |
| Corporations or other businesses | 3 | $240,112 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| March 2, 2026 | $513.6 million | February 27, 2026 |
| December 1, 2025 | $376 million | November 7, 2025 |
Other advisers in Chicago
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Santa Barbara Management | Chicago | $530.2 million | Not listed | adviserinfo.sec.gov |
| Cura Wealth Advisors, LLC | Chicago | $527.7 million | Not listed | adviserinfo.sec.gov |
| 5th Century Partners | Chicago | $521.2 million | 5 | adviserinfo.sec.gov |
| CRG Fund Manager, LLC | Chicago | $516.9 million | 5 | adviserinfo.sec.gov |
| Taiko Private Wealth | Chicago | $514.8 million | Not listed | adviserinfo.sec.gov |
| Systima Capital Management | Chicago | $512.6 million | 6 | adviserinfo.sec.gov |
| Transition Equity Partners, LLC | Chicago | $501.8 million | 8 | adviserinfo.sec.gov |
| I-Qu & Co. | Chicago | $485.8 million | 10 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Chicago, IL
- Investment advisers in Illinois
- Advisers with $500 million to $1 billion in AUM
- Advisers serving pension and profit sharing plans
- Advisers serving high net worth individuals
- Serenity Investment Advisors on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.