Data / Investment advisers / Illinois / Santa Barbara Management
Santa Barbara Management, Chicago, IL: $530 million AUM, SEC registered investment adviser
Santa Barbara Management is an SEC registered investment adviser with its main office in Chicago, Illinois and reports $530 million in regulatory assets under management in its Form ADV filed September 9, 2026. Its clients include high net worth individuals and corporations and other businesses. It is paid through a percentage of assets under management, fixed fees and other fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 334801
- SEC file number
- 801-132201
- SEC status
- Approved, effective March 17, 2025
- Legal name
- Santa Barbara MGMT, LLC
- Main office
- 222 N. Lasalle Street Suite 625, Chicago, IL 60601
- Phone
- (734) 604-9891
- Regulatory AUM
- $530,188,760 in the Form ADV filed September 9, 2026
- Discretionary AUM
- $231,667,260
- Non discretionary AUM
- $298,521,500
- Accounts
- 267
- Employees
- 18, of which 17 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees, other fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- September 9, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 8 | $522.1 million |
| Corporations or other businesses | 1 | $8.1 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $530.2 million | March 27, 2026 |
| December 1, 2025 | $259.2 million | September 15, 2025 |
Other advisers in Chicago
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Pondera Holdings LLC | Chicago | $563.8 million | 8 | adviserinfo.sec.gov |
| Matrix Private Capital Group | Chicago | $561 million | 4 | adviserinfo.sec.gov |
| Fountainhead Financial, LLC | Chicago | $543.2 million | Not listed | adviserinfo.sec.gov |
| CMT Asset Management LLC | Chicago | $532.7 million | 14 | adviserinfo.sec.gov |
| Xxi Wealth, LLC | Chicago | $531.5 million | Not listed | adviserinfo.sec.gov |
| Cura Wealth Advisors, LLC | Chicago | $527.7 million | Not listed | adviserinfo.sec.gov |
| 5th Century Partners | Chicago | $521.2 million | 5 | adviserinfo.sec.gov |
| CRG Fund Manager, LLC | Chicago | $516.9 million | 5 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Chicago, IL
- Investment advisers in Illinois
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving corporations and other businesses
- Santa Barbara Management on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.