Data / Investment advisers / New Hampshire / Saltbox Financial LLC
Saltbox Financial LLC, Portsmouth, NH: $105 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Saltbox Financial LLC is an SEC registered investment adviser with its main office in Portsmouth, New Hampshire and reports $105 million in regulatory assets under management in its Form ADV filed July 2, 2026. Its clients include high net worth individuals, individuals and charitable organizations. It is paid through a percentage of assets under management, hourly charges and other fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 130882
- SEC file number
- 801-136998
- SEC status
- Approved, effective August 5, 2026
- Main office
- 135 McDonough Street Suite 335, Portsmouth, NH 03801
- Phone
- (978) 572-2071
- Website
- saltboxfinancial.co
- Regulatory AUM
- $104,556,134 in the Form ADV filed July 2, 2026
- Discretionary AUM
- $102,356,927
- Non discretionary AUM
- $2,199,207
- Accounts
- 212
- Employees
- 5, of which 3 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, other fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- July 2, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 31 | $89.7 million |
| Individuals (other than high net worth individuals) | 19 | $8 million |
| Charitable organizations | Fewer than 5 | $6.8 million |
Other advisers in Portsmouth
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Harbor Advisory Corporation | Portsmouth | $480.9 million | Not listed | adviserinfo.sec.gov |
| Cornerstone Financial Planning, LLC | Portsmouth | $400.7 million | Not listed | adviserinfo.sec.gov |
| Secure Planning | Portsmouth | $187 million | Not listed | adviserinfo.sec.gov |
| Four Tree Island Advisory LLC | Portsmouth | $182.2 million | Not listed | adviserinfo.sec.gov |
| Steele Street Capital LLC | Portsmouth | $140.5 million | Not listed | adviserinfo.sec.gov |
| Drew Wealth Management | Portsmouth | $102.3 million | Not listed | adviserinfo.sec.gov |
| Capital Design Private Wealth LLC | Portsmouth | $96 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Portsmouth, NH
- Investment advisers in New Hampshire
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Saltbox Financial LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.