Data / Investment advisers / New Hampshire / Secure Planning
Secure Planning, Portsmouth, NH: $187 million AUM, SEC registered investment adviser
Secure Planning is an SEC registered investment adviser with its main office in Portsmouth, New Hampshire and reports $187 million in regulatory assets under management in its Form ADV filed May 6, 2026. Its clients include individuals and high net worth individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 42179
- SEC file number
- 801-55630
- SEC status
- Approved, effective June 19, 1998
- Legal name
- Secure Planning, LLC
- Main office
- 42 Middle St, Portsmouth, NH 03801
- Phone
- (603) 433-5515
- Regulatory AUM
- $187,014,564 in the Form ADV filed May 6, 2026
- Discretionary AUM
- $187,014,564
- Accounts
- 846
- Employees
- 5, of which 3 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees, commissions
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- May 6, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 510 | $122.7 million |
| High net worth individuals | 19 | $64.4 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $187 million | March 26, 2026 |
| December 1, 2025 | $169.3 million | January 29, 2025 |
Other advisers in Portsmouth
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| CMH Wealth Management, LLC | Portsmouth | $813.4 million | Not listed | adviserinfo.sec.gov |
| Nvest Financial, LLC | Portsmouth | $688.3 million | Not listed | adviserinfo.sec.gov |
| Essential Planning, LLC | Portsmouth | $524.4 million | Not listed | adviserinfo.sec.gov |
| Harbor Advisory Corporation | Portsmouth | $480.9 million | Not listed | adviserinfo.sec.gov |
| Cornerstone Financial Planning, LLC | Portsmouth | $400.7 million | Not listed | adviserinfo.sec.gov |
| Four Tree Island Advisory LLC | Portsmouth | $182.2 million | Not listed | adviserinfo.sec.gov |
| Steele Street Capital LLC | Portsmouth | $140.5 million | Not listed | adviserinfo.sec.gov |
| Saltbox Financial LLC | Portsmouth | $104.6 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Portsmouth, NH
- Investment advisers in New Hampshire
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Secure Planning on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.