Data / Investment advisers / Texas / Roosevelt Capital Management LLC
Roosevelt Capital Management LLC, Dallas, TX: $1.4 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Roosevelt Capital Management LLC is an SEC registered investment adviser with its main office in Dallas, Texas and reports $1.4 billion in regulatory assets under management in its Form ADV filed March 19, 2026. Its clients include state and municipal governments, high net worth individuals and other investment advisers. It is paid through a percentage of assets under management.
The request: Watch Roosevelt Capital Management LLC (CRD number 283217): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 283217
- SEC file number
- 801-127033
- SEC status
- Approved, effective January 19, 2023
- Main office
- 5956 Sherry Lane Suite 1650, Dallas, TX 75225
- Phone
- (214) 871-2666
- Regulatory AUM
- $1,366,575,505 in the Form ADV filed March 19, 2026
- Discretionary AUM
- $1,366,575,505
- Accounts
- 176
- Employees
- 2, of which 2 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 19, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| State or municipal government entities | 1 | $1.02 billion |
| High net worth individuals | 45 | $213.2 million |
| Other investment advisers | 8 | $97.6 million |
| Charitable organizations | 3 | $25.9 million |
| Corporations or other businesses | 4 | $4.3 million |
| Individuals (other than high net worth individuals) | 7 | $3.6 million |
| Insurance companies | 1 | $2.4 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $1.37 billion | March 19, 2026 |
| December 1, 2025 | $1.31 billion | July 23, 2025 |
Other advisers in Dallas
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Smith Group Asset Management, LLC | Dallas | $1.41 billion | Not listed | adviserinfo.sec.gov |
| Hudson Way Capital Management, LLC | Dallas | $1.40 billion | 4 | adviserinfo.sec.gov |
| Howard Financial Services, LTD. | Dallas | $1.40 billion | 31 | adviserinfo.sec.gov |
| Level Four Capital Management | Dallas | $1.38 billion | Not listed | adviserinfo.sec.gov |
| BH Credit Management LLC | Dallas | $1.37 billion | 3 | adviserinfo.sec.gov |
| Penn Davis McFarland Inc | Dallas | $1.36 billion | Not listed | adviserinfo.sec.gov |
| Citation | Dallas | $1.36 billion | 7 | adviserinfo.sec.gov |
| Beacon Financial Group | Dallas | $1.30 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Dallas, TX
- Investment advisers in Texas
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving state and municipal governments
- Advisers serving high net worth individuals
- Roosevelt Capital Management LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.