Data / Investment advisers / Texas / Howard Financial Services, LTD.
Howard Financial Services, LTD., Dallas, TX: $1.4 billion AUM, SEC registered investment adviser
Howard Financial Services, LTD. is an SEC registered investment adviser with its main office in Dallas, Texas and reports $1.4 billion in regulatory assets under management in its Form ADV filed August 12, 2026. Its clients include high net worth individuals, pooled investment vehicles and individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees. It advises 31 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 107978
- SEC file number
- 801-46741
- SEC status
- Approved, effective June 23, 1994
- Main office
- 8350 Meadow Road Suite 181, Dallas, TX 75231
- Phone
- (214) 346-0785
- Website
- hfs-wm.com
- Regulatory AUM
- $1,401,802,140 in the Form ADV filed August 12, 2026
- Discretionary AUM
- $1,401,802,140
- Accounts
- 1,276
- Employees
- 24, of which 18 give investment advice
- Form of organization
- Limited Partnership
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Private funds
- 31: 20 real estate funds, 10 other private funds, 1 hedge fund
- Gross assets of private funds
- $224,190,632
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- August 12, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 259 | $1.12 billion |
| Pooled investment vehicles | 31 | $224.2 million |
| Individuals (other than high net worth individuals) | 151 | $38.4 million |
| Charitable organizations | 3 | $18.1 million |
| Corporations or other businesses | 2 | $1 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $1.40 billion | March 31, 2026 |
| December 1, 2025 | $1.42 billion | March 31, 2025 |
Other advisers in Dallas
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Ranger Investment Management,L.P. | Dallas | $1.48 billion | 1 | adviserinfo.sec.gov |
| Cypress Point Wealth Management, LLC | Dallas | $1.47 billion | 3 | adviserinfo.sec.gov |
| Twin Tree Management, LP | Dallas | $1.46 billion | 1 | adviserinfo.sec.gov |
| Smith Group Asset Management, LLC | Dallas | $1.41 billion | Not listed | adviserinfo.sec.gov |
| Hudson Way Capital Management, LLC | Dallas | $1.40 billion | 4 | adviserinfo.sec.gov |
| Level Four Capital Management | Dallas | $1.38 billion | Not listed | adviserinfo.sec.gov |
| BH Credit Management LLC | Dallas | $1.37 billion | 3 | adviserinfo.sec.gov |
| Roosevelt Capital Management LLC | Dallas | $1.37 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Dallas, TX
- Investment advisers in Texas
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Howard Financial Services, LTD. on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.