Data / Investment advisers / Texas / Smith Group Asset Management, LLC
Smith Group Asset Management, LLC, Dallas, TX: $1.4 billion AUM, SEC registered investment adviser
Smith Group Asset Management, LLC is an SEC registered investment adviser with its main office in Dallas, Texas and reports $1.4 billion in regulatory assets under management in its Form ADV filed July 10, 2026. Its clients include high net worth individuals, state and municipal governments and charitable organizations. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 313265
- SEC file number
- 801-120777
- SEC status
- Approved, effective May 5, 2021
- Main office
- 100 Crescent Court, Dallas, TX 75201
- Phone
- (214) 880-4600
- Website
- cantorassetmanagement.com
- Regulatory AUM
- $1,410,264,267 in the Form ADV filed July 10, 2026
- Discretionary AUM
- $1,410,264,267
- Accounts
- 2,320
- Employees
- 14, of which 12 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions
- Latest Form ADV filing
- July 10, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 2,299 | $782.4 million |
| State or municipal government entities | 4 | $230.2 million |
| Charitable organizations | 4 | $181.8 million |
| Pension and profit sharing plans | 5 | $137.2 million |
| Investment companies | 2 | $39.4 million |
| Corporations or other businesses | 6 | $39.3 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| August 3, 2026 | $1.41 billion | July 10, 2026 |
| April 1, 2026 | $2.21 billion | March 26, 2026 |
| December 1, 2025 | $1.71 billion | October 21, 2025 |
Other advisers in Dallas
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Greenbrier Partners Capital Management, LLC | Dallas | $1.54 billion | 1 | adviserinfo.sec.gov |
| Wallace Capital Management, Inc. | Dallas | $1.49 billion | 1 | adviserinfo.sec.gov |
| Ranger Investment Management,L.P. | Dallas | $1.48 billion | 1 | adviserinfo.sec.gov |
| Cypress Point Wealth Management, LLC | Dallas | $1.47 billion | 3 | adviserinfo.sec.gov |
| Twin Tree Management, LP | Dallas | $1.46 billion | 1 | adviserinfo.sec.gov |
| Hudson Way Capital Management, LLC | Dallas | $1.40 billion | 4 | adviserinfo.sec.gov |
| Howard Financial Services, LTD. | Dallas | $1.40 billion | 31 | adviserinfo.sec.gov |
| Level Four Capital Management | Dallas | $1.38 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Dallas, TX
- Investment advisers in Texas
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving state and municipal governments
- Smith Group Asset Management, LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.